Neo-Platonism
and Islamic Philosophical Shi'ism:
To begin Plotinus was a 3rd
century C.E. philosopher of the Greek tradition, originally an Egyptian he was
born in Alexandria, Egypt and eventually came to study under Ammonius Saccas,
also the teacher of the early Christian philosopher Origen, Plotinus'
contemporary and fellow peer, later he founded his own philosophical school in
Rome. His Eanneads are a collection of essays compiled by his student Porphyry. They
entail his philosophy of emenationalism and mixture of Platonic and
Aristotelian thought. Introduced into the Islamic world as the Theology of
Aristotle (Eanneads III-VI) they have had an impact on hikma, kalam and irfan
traditions. Daftary, an authority of great competence on Islamic philosophy,
records:
"...Neo-platonism, continuing in the tradition of Greek philosophy, especially that maintained by the Platonist school, had been founded in the third century A.D. by Plotinus. After Plotinus, known to Muslims as al-Shaykh al- Yunani, Plotinian philosophy was further developed by a number of his disciples, notably Porphyry and the latter's student Iamblichus. Neoplatonism received its major systematization by the philosopher Proclus, of the famous Platonic Academy of Athens. It was during the 3rd/9th century, in the course of translating the philosophical texts of the various Greek masters, that the Muslims became familiar with the writings of the Neo-platonist and adopted some of their ideas."(Daftary, I, pg. 324)
Corbin
summarizes the germinal elements of Neo-Platonism in Islam as:
1. The utter transcendence of the First Principle or al-Lah
2. The procession or emenation of the things from It
3. The role of Reason as the instrument of al-Lah in his creation,
the locus of the form of things, as well as the source of the illumination of
the human mind.
4. The position of the Soul at the periphery of the intelligible
world and the link or "horizon" between the intelligible and the
sensible worlds.
5. The contempt in which matter was held as the basest creation or
emanation from the One and the lowest rung in the cosmic scale. (Corbin, IP,
pg. 18)
In the following we shall
see how each of these points has impacted Islam and how it has helped Islamic
philosophers understand and comprehend the revelation of the Prophets in
greater magnitude.The Isma'ili's sometimes referred to as Seveners, and
pejoratively as "Assassins" in the west, are a sect of Shi'a Islam,
most notably they are resident in Central Asia, however they have been in a
position of power in North Africa and the Middle East, and the establishment of
the Nizari Isma'ili State under the leadership of Hasan-i Sabbah in Iran lasted
some 160 years in the 11th-13th centuries (1090-1256 CE). Their philosophical
beliefs can be related in a system of an Angelic Hierarchy or levels of Being,
alternatively known as world, spheres, or concourses and resemble Aristotle's
idea of Being mixed with some Platonic elements of the Ideas. This Hierarchy is
responsible for the establishment of the cosmic order of physical reality. The
19th century Iranian reform movement (referred to as the 'Baha`i') has it's
roots in Ithna Ashari Shi'a Islam of 19th century (Qajar) Iran. Its principle
leaders where Mirza Husayn-'Ali and the Sayyid Ali-Muhammad, the Bab. The Bab
proclaimed to be a Herald of "Him Whom Al-Lah shall make manifest"
(man yahiruhuzzal-Lah) a messianic figure not unlike the Qa'im or Mahdi of
other Islamic eschatological expectations. The Baha`i hold that the world is
ordained by al-Lah through a manifestation of Al-Lah (zuhur) which interprets
the Will of al-Lah to mankind. It's Hierocosmic teachings resemble closely the
teachings of the Five Divine Presences found in mystical traditions of the Sufis,
Isma'ilis, and other movements. However, the exact relationship between all
these terms and how each movement uses the term is unique to that particular
movement and thus the Baha`i cosmic hierarchy is unique and sui generis. The
writings of Mulla Sadra a respected ShiÕa Muslim thinker have their basis in
traditional ShiÕa cosmology and the teachings of the sufi teacher Shaykh Ibn
Arabi.
Plotinus posited that
reality as we know it was a by-product of
emanations having their origin in an
transcendental realm composed
of
Three Hypostasis these hypostasis
where: the One, The Divine Mind
or
First Thinker and Thought and the
All-Soul or First and Only
Principle
of Life.
THE ONE: holds the position
in most cosmological (christological)
schematics as that of the Father. It is the First,
that which stands
above
all and everything else. And gives
power and breathes life
into
all others below it.
The One
in Eannead V.2.1 is described as
"...all things and no one of
them; the source of all things is
not all things; and yet it is all things in a transcendental sense--all things, so to speak, having run
back to it: or, more correc tly,
not all as yet are
within it, they will be. It is precisely because there is
nothing within the One that all things are from it: in order that being may be brought about, the source
must be no Being but Being's
generator, in what is to be thought of as the primal act of generation. Seeking nothing, possessing nothing,
lacking nothing, the One is perfect and, in our metaphor, has overflowed,, and it's exuberance has
produced the new; this product has
turned again to it's begetter and been filled and has become it's contemplator and so an
Intellectual-Principle."[ McKenna, PL, pg. 380]
It is also
described as not having body nor
shape and being above generation or being the creator an apparent contradiction
as it is the First of all things this is where the intermediary role of the
Intellective-Principle or the Projection out of the First takes it's most important role in standing between the
One and the Third which in
actuality is the demiurge or that which forms the lower hierocsmic emenations and the necessary step
inbetween disembodied spirits and embodied physical nature. The similarities to the Originator of the
Isma`ilis is apparent where the The One of Plotinus is transcendental and no
body can contain it so to is the
thought of the Isma`ilis in agreement here. For the Ismailis envision their Al-Lah as a spiritual essence
which is unapproachable by human conception. It also is reflected in the Hierarchy of Being of the more
common Islamic teaching of the
Five Divine Presences, which to this day can be seen reflected in the teaching's of Mirza Husayn-'Ali Nuri, who defines
Presence as:
"By this Presence (liqa'llah-- Ar. meeting) is meant The Presence of Him Who is the Dayspring of the signs, and Dawning-Place of the clear tokens, and the Manifestation of the Excellent Names (Lahut), and the Source of the attributes (Jabarut), of the true Al-Lah, exalted be His glory. Al-Lah in His Essence and in His Own Self hath ever been unseen, inaccessible, and unknowable (Huwahut). By Presence, therefore, is meant the Presence of the One Who is His Viceregent
(Imam) amongs men. He, moreover, hath
never had, nor hath He, any peer or
likeness. For were He to have any peer or likeness, how could it then
be demonstrated that His being is
exalted above, and His essence sanctified from, all comparison and likeness."[ Nuri, KI, pg. 356]
This hierarchy of the Five Divine
Presences (Huwahut, Lahut, Jabarut, Malakut and Nasut) which is credited by some scholars to Abu Talib
al-Makki (d. 996) maintains that the Godhead which
is
ineffable by human standards exists
in the realm of Hahut (derivation of deltahuwa' or deltaHe') which is
beyond Being. It is like the
Platonic deltathe One who is One' and the Brahma beyond qualities or nirguna
brahman. It is reflected in the Qur'anic Surah al-Ikhlas (sincerity):
"Say: 'He is al-Lah, One al-Lah, the Everlasting Refuge, who has not begotten, and has not begotten and equal to Him is not any one.
"Bismal-Lah ar-Rahman ar-Rahim, (Qal
huwa'llah ahad al-Lahu as-samad wa lam yulid wa lam yulad wa lam yakun lahu
kufwan ahad) (Qur'an 112:1-5)
And by
Mirza Husayn-'Ali Nuri the One is characterised as:
"al-Lah was, and His creation had ever existed beneath His shelter from the beginning that hath no beginning, apart from its (creation) being preceded by a Firstness which cannot be regarded as firstness and originated by a Cause inscrutable even unto all men of learning." (Nuri, BW,, pg. 355)
and in
another passage Mirza Husayn-'Ali Nuri writes of al-Lah being above the
"Throne of al-Lah" the Isma'ili station of Kuni or Sabiq or the
Intellectual-Principle or the Realm of Lahut, he quotes herein the Qur'an:
"Concerning the Divine Presence there hath been sent down what no denier hath been or is now able to refute or repudiate. He --blessed and exalted be He--saith: 'It is al-Lah Who hath reared the heavens without pillars thou canst behold; then mounted His throne, and imposed laws on the sun and moon: each traveleth to its appointed goal. He ordereth all things. He maketh His signs clear, that ye may have firm faith in the Presence of your Lord.'"(Nuri, BW, pg. 355)
THE
INTELLECTUAL-PRINCIPLE: in the words of Plotinus:
" the Divine Thought is a Real Being, the first thing of whom existence may if only in some vague sense, be affirmed: it is an Intelligence or rather is the Universal-Intelligence. As the act, offspring, and image of the First, it is a sort of mediation to us of the Unknowable One."(McKenna , PL, pg. XXVI)
This
Intellectual-Principle is that which is the cause of causes in the Aristotelian
sense. It through it's own act gives rise to the All-Soul.
Below
this One is the Intellectual-Principle which in V.1.4 is:
"the yet more authentic sphere (above the All-Soul): there we are to contemplate all things as members of the Intellectual--eternal in their own right, vested with a self-springing consciousness and life--and, presiding over all these, the unsoiled Intelligence and the unapproachable wisdom. That, Archetypal world is the true Golden Age, age of Kronos, whose very name suggests Abundance and Intellect (nous). For here is contained all that is immortal: nothing here but is Divine Mind; all is al-Lah; this is the place of every soul...and everything in that entire content, is Intellectual-Principle entire and Being entire. Intellectual-Principle by its intellective act establishes Being, which in turn, as the object of intellection, becomes the cause of intellection and existence to the Intellectual-Principle--though, of course, there is another cause of intellection which is also a cause to Being, both rising in a source distinct from either."(McKenna, PL, pg. 372)
This
Intellectual-Principle is the First Principle of the Isma'ili Hierarchy, that
is the First Principle below the One, it is the Universal Intellect and as such
it is the archetype of all other emanations below it as the Third is created through a process of duplication
and all other emanations below it a duplication of the duplication. The cause
of intellection in Plotinus is described as the combining of Kaf-Nun in the
Isma'ili cosmos where the command to Be is a Command to think or duplicate, an
act. This also is found in the common Islamic presence of Lahut, which is that
realm of Being and the 'Personal al-Lah (al-Rahman)", which is embodied in
the messenger like Muhammad. Mirza Husayn-'Ali writes:
"If the wayfarers (salik) goal be the dwelling of the Praiseworthy One (Mahmud) this is the station (maqam) of primal reason (raja' bi-`aql) which is known as the Prophet and the Most Great Pillar (rukn a'zim). Here Reason signifieth the divine, universal mind ('aql kulli rabba fiy maqasud) whose soveriegnty enlighteneth all created things (rutbah tarubiyat imkan)" (Nuri, CV, pg. 53)
From
this station al-Lah's manifestation become manifest into the lowest emanation
of the Hierarchy. The realm of Lahut which is the heavenly seat of the
Manifestation is interestingly used in the Arabic for Divinity (lahut) and
according to a neo-platonic reading all the Three Hypostasis; the One,
Intellectual-Principle and All-Soul in Isma'ili terms, Mubdi, Sabiq and tali all
would be in the realm of Divinity, that is to say as higher and lower
principles of Lahut (lahutit): Sabiq and Tali, and as the One seperated even
higher than these in the realm of Hahut. It, the First Principle or
Intellectual-Principle is the 'Throne of al-Lah" which can be taken to
mean that which sits below the Divinityhead Himself. It is recorded in the Umm
al-Kitab:
"E questa cupola e lo Spirito Supremo dal
vuoto dei mille colori e questo cervello e proprio come la Terra Bianca che si
trova al di sopra dei sette cieli, all stessa maniera che il Mare di Biancore e
sopra ai sette Consessi del Trone [di Dio]. A fede, secondo la parola di
Lui--che sia esaltato!--'Rivelazione disces da Colui che creo la terra ed I
cieli sublime. Il misericordioso e seduto sopra il Trono: a lui appatiene
quanto vi ha nei cieli e nella terra ed in mezzo ai due e sotto allo humus'.
cio vale a dire che il Signore e al di sopra del Mare di Biancore ed il Mare di
Biancore e il Trono del Re Sublime--se esaltata la Sua maesta!--Presso il
quale, al di sopra della cupola del Mare di Biancore, Egli ha dispiegato le
Huri, I castelli, I lumi, le lapade, I gilman ed 'I fanciulli resi eterni--come
perle scorinate..." (Ronconi, UK, pg. 32)
[roughly meaning that the Supreme
Spirit is hidden in the Land of Whiteness or Purity. Next is the Throne in the
Sea of White from which descends the revelation to the created earth. It
descends through seven layers or realms]
As this level of Being is
the Idealic and archetypal realm this is reflected in an alternative
understanding of the Isma'ili hierarchy where the Seven Cherubim (karibiyyun)
are created as the offspring, so to speak, of Kuni, the First Principle,
instead of the higher aspect of the Second Principle (the Third One) they become
the Ideals of the earthly sensual realm, and are the Differentiated entities
within the Second One, where in Isma'ili these seven stand for the seven
intimates of al-Lah: Muhammad, 'Ali, Fatima, Hasan, Husayn, Abdu'l, and Abu
Talib.
THE
ALL-SOUL: is the Universal Soul the product of the Intellectual-Principle:
"The Supreme Intellectual Principle cannot be unproductive: accompanying its Act of Thought there is what we may indicate as an Act of Act: the Divine Thinking engenders a power apt to the realization of its Thought, apt that is to Creation: this engendered power is the Third Hypostasis of the Divine Triad." (McKenna, PL, pg. XXVI)
It is
the emanation created by the Second which has two Acts: contemplation of the
Higher or Leading Principle of the Soul ( it is the act of a subject thinking
about it's own object) or the Celestial Soul. The Lower Soul or Generative (the
product of the act of thought), the demiurge of the lower emanations including
Nature. The Logos[i] of the
Universe--that all, which in the Hericletan sense, all else is steered
through--or the Reason-Principle of the Universe. The Soul is resident in Man
in three aspects:
1. The intellective Soul (Spirit);
2. The reasoning Soul (scientific);
3. The Unreasoning Soul (animal).
These
Three Hypostasis are the members of an Emenation Hierarchy of Being of which
all lower emanations or copies or structures within structures are derivative
of. The One is the inaccessible and stands above Creation, the Second is that
of the Intellect as Intellect is needed to form and shape and guide the soul it
stands over the All-Soul it is Real Being and the Archetypal world of the Ideas
is at this level of True Reality. Below this is the All-Soul, the twin beams of
light of the Zoroastrian mythos which is one; the contemplative intelligence of
the Soul and two; the creator or demiurge of the lower realms of the lesser
emenations from the principle of the All-Soul.
The
All-Soul is that according to Plotinus in V.1.3. is,
"Soul, for all the worth we have shown to belong to it is yet a secondary, and image of the Intellectual-Principle: reason uttered is an image of reason stored within the Soul, and in the same way soul is an utterance of the Intellectual-Principle: it is even the total of its activity, the entire stream of life sent forth by that Principle to the production of further being; it is the forthgoing heat of a fire which has also heat essentially inherent. But within the supreme we must see energy not as an overflow but in the double aspect of integral inherence with the establishment of a new Being. Sprung, in other words, from the Intellectual-Principle, soul is intellective, but with an intellection operating by the method of reasoning; for its perfecting it must look to that Divine Mind, which may be thought of as a father watching over the development of his child born imperfect in comparison with himself." (McKenna, PL, pg. 37)
Here we
are reminded of the primordial stuff of Hericletus, the fire, which is the
energy bearing the logos; the logic of the heat of the fire the reasoning
principle of the lower realms which is itself conditioned by it's higher
principle the Intellectual-Principle and is the product of that Principle. In
this way too the Isma'ili idea of Tali, the Second Principle below the One,
created out of duplication of the First Principle which this second as tablet
is written upon by the pen and the logic is conditioned by that writing for the
rest of the lower angelic realms and on down tell it reaches the concrete expression
written in the stone of sensual worldly existence. As Plotinus writes:
"Yet the offspring of the Intellectual-Principle must be a Reason-Principle, that is to say, a substantial existence (hypostasis) identified with the principle of deliberative thought: such then is that (higher Soul) which circles about the Divine Mind, Its light, it's image inseparably attached to it: on the upper level united with it, filled from it, enjoying it, participant in its nature, intellective with it, but on the lower level in contact with the realm beneath itself, or rather, generating in turn an offspring which must lie beneath; of this lower we will treat later; so far we deal still with the Divine."(McKenna, PL, pg. 406)
The
Active Intellect, for the Isma'ilis, is the vehicle for the transmission of the
logos or Word of al-Lah (kalam al-Lah) which becomes the cement holding each
limit (hadd) to each other. Mirza Husayn-'Ali writes regarding this Third One
(Reason-Principle, Logos, Command of al-Lah, All-Soul, Tali):
"Only those will attain to the knowledge of
the Word of al-Lah that have turned unto Him, and repudiated the manifestations
of Satan. Thus al-Lah hath reaffirmed the law of the day of His Reveleation,
and inscribed it with the pen of power upon the mystic Tablet hidden beneath
the veil of celestial glory." (Nuri, BW, Kitab-i Iqan, pg. 106)
"Know thou, moreover, that the Word of
al-Lah--exalted be His glory--is higher and far superior to that which the
senses can perceive, for it is sanctified from any property or substance. It
transcendeth the limitations of known elements and is exalted above all the
essential and recognized substances. It became manifest without any syllable or
sound and is none but the Command of al-Lah which pervadeth all created things.
It hath never been withheld from the world of being. It is al-Lah's all
pervasive grace, form which all grace doth emanate. It is an entity far removed
above all that hath been and shall be."(Nuri, BW, Lawh-i Hikmat, Pg. 241)
"Every thing must needs have an origin and every building a builder. Verily, the Word of al-Lah is the cause (kun yafakun) which hath preceded the contingent world--a world which is adorned with the splendours of the Ancient of Days, yet is being renewed and regenerated at all times. Immeasurably exalted is the al-Lah of Wisdom Who hath raised this sublime structure." (Nuri, BW, Lawh-i Hikmat, pg. 241)
Mirza
Husayn-'Ali describes the Tablet (lawh-i mahfuz= function of Isma'ili 'Tali')
in the same terms of the Isma'ilis as being beneath the second principle or
that which is the 'Glory of the Lord'. This third One is the Logos of the
Universe and is creative and forms in the same function as the demiurge.
Thus from the descriptions
of Plotinus we can corroborate a close similarity to Isma'ili Hierocsmological
thinking in that the One is Mubdi, the Intellectual-Principle is Sabiq and the
All-Soul is Tali; for the Bahai Symbolic cosmology the One is al-Lah, and
resident in the realm of Hahut; Sabiq is the higher of the realm of Lahut, and
refered to as glory (baha); and the Third is the Logos or demiurge originated
in the Intellectual-Principle seated in the Third One which is independent and
is the 'Tablet' beneath the 'Pen of Glory', but also, resident in the realm of
Lahut. Also, Plotinus shows how the Three Hypostasis coordinate to the Greek
Pantheon of Ouranos, Kronos, and Zeus.
"Zeus (Universal Soul) is in this a symbol of him. Zeus who is not content with the contemplation of his father (Kronos, Divine Intellect) but looks to that father's father (to Ouranos, the Transcendent) as what may be called the divine energy working to the establishment of real being."
So that
now if one wanted the Greek myth with the beliefs of the Isma'ili symbolic
cosmology it would be easy to see the comparison between Ouranos as a being of
the realm of Hahut and the Isma'ili Mubdi, and Kronos as a being of Lahut and
compared to Sabiq and Zeus as the comparable counterpart to Tali, the Universal
Soul. Another interesting comparison is that of Zoroastrianism as R.C. Zaehner
points out:
"The main doctrines preached by the Prophet Zoroaster....There is a supreme Deity who is creator of all things both spiritual and material. He thinks his creation into existence by his Holy Spirit: he is holy and righteous, and by holiness are also understood creativeness, productivity, bounty, and generosity. He is surrounded by six other entities of which he is said to be the father and Creator. There can be said to be inseparable from his own essence--the Holy Spirit through which he creates, the Good Mind (akin to Nous), and Truth (akin to Reason-Principle), He dwells in his Kingdom, which means, no doubt, that he is absolute Lord of all that he has created--a kingdom which is now marred by the onslaughts of evil but which will be restored to its purity in the last days." (Zaehner, Z, pg. 60)
The Isma'ili World The
Isma'ili's take their name from Isma'il the son of the sixth Imam, Jafir Sadiq.
The Isma'ilis of Central Asia have at the base of their view of the world
(`alam) a system of Hierocosmic Emenations like the system of Plotinus they
have the One as the Father or prime originator (mubdi) from the Absolute One
goes forth the command (Gr. Logos, Ar. Kalima or Amr) this command through the
intentions of al-Lah (mashi'a) and His Will (irada) creates the divine command
Kaf-Nun or BE, this divine light is reflected through duplication in the
principle of Kuni and Qdr. Kuni is the correlary to the Universal Intelligence,
the Intellectual-Principle known as Sabiq or the 'pen' it is the First
Principle, the light of Al-Lah which creates the Second Principle; likewise, it
is also called the 'Spirit of Glory" (ruhani bahaÕ) also, it is the
"Throne of al-Lah" (arsh). The Second Principle which is that of Qdr
or Tali which is the tablet of al-Lah or that which is written upon by the pen
(qalam) of Al-Lah. This product of the First Principle is the Universal Soul of
Isma'ili belief and is correlary to the All-Soul of Plotinus. One may speculate
that the lower emenations of this Symbolic cosmology is like that of the
dividing into two acts of the All-Soul where Kuni-Qdr become reflected as two
aspects of the Third Station of Tali, the lower aspect of Qdr creates out of
it's light the Twelve Spiritual ranks of angels and Kuni, as the higher aspect
creates Seven Cherubs. And both together create a mediation Pentad composed of
the elements of Imagination (khayal), esoteric interpretation (fath),
enunciation of shari'a (jadd), principle of consciousness and understanding
('aql) and soul (nafs); each of which corresponds to the Angelic persons of
Kuni, Qdr, Mikhail, Israfil, and Gabriel. This pentad now becomes responsible
for the creation of the lower emenations below it and the natural cosmic order.
It may be said that Qdr becomes the demiurge as the Third station and that the
pentad is the tool of the demiurge to create the natural cosmos keeping in line
with Plotinus's vision of the world and Real Being. The cosmology of the
Isma'ilis is contained in it's earliest known codification in the works of Abu
'Isa al-Murshid (4th century A.H./ 10th C.E.) he writes:
"He (al-Lah) existed when there was no space, no eternity (dahr) no time (zaman), no things occupying space and no minutae of time. When He conceived a will and a wish (irada wa mashi'a), He created (kalaqa) a light (nur) and produced out of this light a creature (khalq). This light remained for some length of its eternity not knowing whether it was a creator or a created thing. Then Divinity breathed into it a spirit and directed at it a voice: 'Be' (kun yafaqun), thus it came into being with al-Lah's permission. All things were made by Divinity through creating them (mubda'atan) from the letters kaf and nun (making the word 'kun'). There is bringing-into-being, and a thing which is brought-into-being, one who brings-into-being, and a thing which is brought-into-being. Then there is al-Lah (wa takuwwna wa makuwwna wa kan shum al-Lah). Then through the waw and the ya', which became a name for what is above it, calling it there for 'kuni'.Then the command (amr) of the Creator of all things went to kuni: 'Create for yourself out of your own light a creature to act for you as a vizier (wazir) and helper and to carry out our command". Thus it created a creature out of its light and gave it a name, calling it qadar. Through kuni al-Lah broght to being (kawwana) all things, and through qadar He determined (qaddara) them." (Stern, SI, pg. 18)
In this
passage we see that there are several key elements of the Isma'ili creation
story. It is first a creation acted by al-Lah. It differs not in the basic
ideas of creation but in the manner of the creation through what is known as
Kuni. It is Kuni out of which Qdr is created or emenated. It is important that Kuni
brings into existence in the sense of prime matter and Qdr proportions all
creations in the sense of reason.The rest of the hierocosmic account is also
noted by al-Murshid:
"Kuni consist of four letter (ahruf), qadar of three, which makes seven letters. This indicates that when he (kuni) had created qadar, he created out of the light which is between itself and qadar seven Cherubim (karubi), giving them esoteric names ('asma batinah) the meaning (ma'ani) of which can only be understood by the Friends ('awliya) of al-Lah (peace be upon them) and the sincere believers (mu'iminiyn husana) who follow them. These names are: 'azama (might), 'izza (glory), huda (right guidance), baha' (splendour), ra'fa (mercy), 'amr (command), mu'tamar. (counsel). (Stern, SI, pg. 19)
It is
clear in this passage that the Seven Cherubim are emenated out of the Light of
Kuni and that this emenation consists of relationship to the inherent design of
Kuni being based on the numerological archetype within the term 'to be'. Angelology
plays an important part in Theological Neo-Platonism as shall be seen. Along
with this Symbolic cosmology of the Isma'ilis are the various teachings I think
are addressed in the Eannead under consideration. The doctrine of ta'wil
related to Intellectual Beauty and inner and outer realities of the Idealic and
the Sensual are expressed vertically in the Isma'ili belief system of the typos
of the soul in heaven with it's manifest earthly correspondence (Idea/Form);
horizontally this is expressed as zahir and batin, outer and inner reality in
the entity itself. This has been known as the Primal Man, the universal Adam
and his earthly counterpart the 'Adam juizi'. Or as Daftary defines him as the
'qutb', the pole, or most perfect human being of Islamic mysticism the
'al-insan al-kamil'. For the Baha`i this would be the station of the Bab, the
pole of the world who is to revolutionize the world. As Mirza Husayn-'Ali Nuri
has written:
"The sign of the invisible heaven must needs be revealed in the person of that perfect man who, before each Manifestation appeareth, educateth, and prepareth the souls of men for the advent of the divine Luminary, the Light of the unity of al-Lah amongst men." (Nuri, WB, Kitab-i Iqan, pg. 85)
The
Isma'ili Symbolic Cosmology: In addition to this Creative Hierarchy is the
Hierarchy of the Firmaments. Where the absolute unknowability and seperateness
of Al-Lah is expressed in the identification of the realm of Ilahiyat
(Divinity) with al-Lahs Essence (dhat), with a descending list of hierachical
order assigned to each realm which signifies Al-Lahs knowledge and Al-Lahs
Command ('Amr). The Umm al-Kitab records that:
"E questo Spirito secondo la Sua
Essenzialita Divino (ba-ilahit), che e stata detta; secondo la Sua Essenzialita
Luminosa (ba-nuranit), e il Sole (logos); secondo la Sua Essenzialita
Spirituale (ba-ruhanit) il Suo nome e Cosciente..." (Ronconi, UK, pg. 41)
[and this Spirit according to the Divine Essentiality, since the word states, according to the Essential Lights, it is the Sun, according to the Essential Spirit it is His Rational Name]
It is seen that the
Essential Divinity of al-Lah is symbolized in the realm of Ilahiyyat which is
analogous to the typical Iranian hierarchy of Huwahut. al-Lahs Essential Light
is identified with the realm of Nuranit it is symbolised in the allegorical
writing of the Umm al-Kitab as The Sun (a il Sole) it is commented on by Pio Filippani-Ranconi
as the Logos or 'Amr of al-Lah-- here the Sun is analagous to the Spirit and the
Spirit is the embodiment of the Logos (logos endiathetos), understood as such
it is the stage of the "Kuni"--the first projection of al-Lah's Will.
Below this realm is that of Ruhuniyyat (Spirit) which is identified in the
allegory as being Conscience (cosciente) or as the Word (logos prophorikos).
The Kalima'llah, it is at this stage that the 'Point' (natiq) is identifed with
the Prophet of al-Lah. Below these are lesser realms, including Lahut. It is
written in this passage that Spirit (Ruah) is second to all these
Essentialities. It may be suggested by the context that all these realms--
Ilahiyyat, Nuraniyyat, Ruhaniyyat-- are not realms to be identified with any
created realm. Which would mean in a way all these realms are identified with
Huwahut or Lahut of the Bahai and Sufi Hierarchy we shall see in a later
section. 'Allamah Nasir al-Din Hunzai defines Uluhiyatt as,
"The third part of the 'Fatihah' is about divinity or uluhiyyat and this is hidden in the word 'al-Lah'. The word 'al-Lah' which originally was 'al-ilah', is the definite form of 'ilah', but because of frequent usage it became 'al-Lah', which thus is derived from 'ilah'.[divinity] The word 'al-Lah' is mostly used in the sense of Divinity. Sometimes it also means Worshipped and in fact this is it's original meaning...."(Hunzai, Ibadut, pg. n/a )
Interesting
also is the following passage:
"Ora questo principe dei miscredenti per ben sette volte nego che avesse creato tutti gli altri Divini Consessi: quei sette colori splendenti, ognuno dei quali e di mille e mille tonalita diverse, Salman gli tolse ad ognuno dei sette diwan: un colore per il Divino Consesso dell-Ilahit, uno per il Divino Consesso ed il velame in cui se manifesta la Malakutit, uno nella cortina della Rabubit, uno nel mare della Gabarutiyyyat, uno nei mari della Lahutit, uno per la distesa della Nuranit ed uno per la manifestation dell Ruhunit..."(Ronconi tr., UK, pg. 75)
According
to this passage in each of the presences or realms of al-Lah there is a 1000
colors of resplendent diverse hues. Through which Salman must combat the evil
Iblis and expell him from each realm to the earthly realm which is his prison.
Later we shall see how this earthly realm of matter is considered evil and we
see in Isma'ilism the symbolic representation of this Neo-Platonic belief. In
regards to the orthodox Islamic idea of Seven realms with a command in each
realm we can see in the story of the Mi'raj of Muhammad (the Night Journey) the
representation of similiar ideas as that regarding Hierocosmic thought it is
recorded in the Sahih al-Bukhari:
:"[narrated by Abu Dhar] al-Lah's Apostle said, 'While I was at Mecca the roof of my house was opened and Gabriel descended, open my chest, and washed it with zam-zam water. Then he brought a golden tray full of wisdom and faith and having poured its contents into my chest, he closed it. Then he took my hand and ascended with me to the nearest heaven, when I reached the nearest heaven, Gabriel said to the Gatekeeper of the Heaven, 'Open (the gate).' The gatekeeper asked, 'Who is it?' Gabriel replied, 'Gabriel'. He asked, 'Is there anyone with you?' Gabriel replied 'Yes, Muhammad is with Me.' he asked, 'Has he been called?' Gabriel said, 'Yes'. So the gate was opened and we went over to the nearest heaven and there we saw a man sitting with some people on his right and some on his left. When he looked towards his right, He laughed and when He looked toward His left he wept. Then he said, 'Welcome! O pious prophet and pious son.' I asked Gabriel, 'Who is He He replied, 'He is Adam and the people on His right and left are the souls of His offspring. Those on his right are the people of Paradise and those on his left are the people of Hell and when he looks towards his right he laughs and when he looks towards his left he weeps.'Then he ascended with me till he reached the second heaven and he said to its Gatekeeper, 'Open (the gate).' The gate keeper said to him the same as the Gatekeeper of the first heaven had said and he opened the gate.Anas said: 'Abu Dhar added that the prophet met Adam, Idris, Moses, Jesus and Abraham, he did not mention on which heaven they were but he mentioned that he met Adam on the nearest heaven and Abraham on the sixth heaven........Then Gabriel took me till we reached Sidrat-ul-Muntaha (the Lote Tree of the Utmost Boundry) which was shrouded in Colours, Indescribable. Then I was admitted into Paradise where I found small (tents) or walls (made) of pearls and its earth was of musk."
We see
that in this hadith that the Prophet was guided into the seven heavens where he
saw therein a Commander for each heaven and that in the ultimate experience of
this episode, similar to the Isma'ili symbolic cosmos that the veil of the Tree
of Life (Tree of Wisdom in Judaic mysticism, possibly the Manifestation of
Al-Lah in the Baha`i tradition) that it is engulfed by the wondrous spectacle
of many colored veil and that Paradise is comprised of walls made of pearls
which resemble the spheres or lights of the Isma'ili mythic epic. The Isma'ili
idea of an Imam of the Time in each realm is similiar to Qur'an 41:12 which
describes Al-Lah assigning a command for each of the seven firmaments. Of
course we can also see the similarity in the Mi'raj. It may be the rationale
for the Isma'ili representation for the Seven 'Nutqs' as well as Seven 'Dahrs'
(durations) in the cyclical history of Isma'ilism, this also is rationalized in
the Umm al-Kitab with the explication of seven episodes of expulsion of Iblis from
the heavenly realms of the Symbolic cosmology.
Adam
and Cyclical Time in Isma'ili Thought:
Time (zaman) plays an
integral part in the cosmology of Isma'ilism. In fact, it is the only Islamic
interpretation that integrates the concept of time to the extent that it does.
In the "Hermetic" traditions of Empodocles and Pythagoras time is
thought of as recurring. The Pythogorean doctrine of the eternal return
recounts that all that has existed exists now. It was the belief that time was
a continuous cyclical loop as pictured in the Orobus snake eating it own tail.
Likewise, in Isma'ilism time is cyclical and proceeds through periods (dahr) of
duration each duration accorded to a 'nutq' or prophet begining with Prophet
Adam to Prophet Muhammad. Adam is known as the Third Intelligence, as corollary
to the 'mate' and manifest on a lower level of the higher Qdr that which gives
measure to time the duration of time. This Heavenly Archetype of Adam is known
as 'Adam Ruhani' or the Spiritual Adam in the mystical allegory. In the
Isma'ili interpretation of the fall of Adam from the garden of Paradise
(firdaus, jannat) it is recounted that Adam falls from His position as the
Third Intelligence to the rank of the Tenth Intelligence, the earthly plane.
Thus becoming the archetype for each prophet of each age He is 'adam al-awwal
al-kulli'. He is to be distinguished from the 'Adam juizi' who inaugurates the
entire process with Eve. This Adam is simultaneously the epiphanic form
(Arabic: mazhar, mirror or manifestation) and the Veil of the Celestial Adam
(adam ruhani) His own cycle was one of ephiphany (dahr al-kashf, unveiling).
Each prophetic adam appears with 27 companions with 12 deputies. The seven
ranks 'adam al-awwal al-kulli' falls through become the seven periods of the
cyclical time. Each revelation brings Adam to a Higher Intelligence until He
reaches that station (maqamat) that He descended from. With each epiphanic
dispensations conclusion with the ascension of the prophet a period of 'satr'
(hiddeness) is begun until the descension of the next prophetic adam.
The
Divine Pentad:
In the Isma'ili system of
emenation there is a conjunction of five hypostatic entelechia known
collectively as the Divine Pentad: Fath--esoteric interpretation, Khayal--
imaginative faculty, Jadd--enunciation of Shari'a, 'aql--principle of
consciousness and understanding, intelligence and nafs--soul. Together they
form the 'alam al-mithal or symbolic archetypal world. An archetype is defined
as "in modern times, the term has been used to refer to fundamental
structures in man's psyche as well as in his religious life. In either sense,
an archetype is a pattern that determines human experience (whether on a
conscious or an unconscious level) and makes itself felt as something both
vital and holy".[ER, "Archetype"] Plotinus the archetype was the
ordering system for the expression of the divine in nature. Thus the Divine
Pentad is a heavenly symbol of the sign that is each human soul. These five are
resident in the psychologies of the individual and help in the ta'wil--interpretation
for the rendering of the Qur'an in batini terms. It is envinced by using the
way of the Hikma Ilahiyuh or Divine Philosophy. If we are to separate the five
out in terms of quality of function then we would have three groups:
1. Intellective: 'Aql and Fath,
2. Power: Nafs and Khayal,
3. Logos: Jadd.
There
is a axis between higher and lower functions like a human mind with autonomic
and cerebrum which in turn has a two fold division the axis being jadd; the
higher is 'aql and nafs and lower fath and khayal. It would be parallel to the
division in the monad of kalima (jadd), kaf ('aql), nun (nafs), kuni ( khayal)
and qdr (fath). Jadd establishes a structure or framework or schematic where
the intelligence ('aql) is empowered by soul (nafs) to duplicate kuni-qdr (fath
and khayal) the pen and tablet which creates a portrait of the schematic
drawing of the jadd which in turn becomes a new structure or sketch for the
additional portraits thereof. Jadd is the catalyst to another level of artistic
or intellective creation and that creation becomes the catalyst to further
creations based on the first sketch. One could also see a similarity to the
Sufi doctrine regarding the five lataÕif[ii].
"...Divino Consesso, soto la specie di
cinque immagini risplendenti, le quali presso gli uomini sono denominate:
Intelleto ('aql), Anima (nafs), Vittoria (fath), Gloria (jadd), Immaginazione
(hayal)...e l'Angel a schiera a schiera...Queste centoventiquattromila aure
luminose in questo Divino Consesso sono altrettanto luminose a splendenti
quanto centomila lune e soli misti a rosso..." (Ranconi, UK, pg. 51)
(the Divine Concourse, gives 5 resplendent
images, they dominate over humanity: Intellect ('aql), Anima (nafs), Vittoria
(fath), Glory (jadd), Immagination (khayal)...and the Angel light upon
light...With 154,000 luminous lights in which the Divine Concourse is bathed in
luminosity resplendent with 100,000 lights of mystic suns a rosa)
Symbolically
the Divine Pentad is embodied in the Angelic Beings of Salman, Michael, Azriel,
Israfil and Ba Huraira or as the Intimates of al-Lah: Muhammad, 'Ali, Fatima,
Hasan and Husayn. Symbolically 'Ali is married to Fatima; that is, creative
imagination to esoteric interpretation and only through these faculties can the
ta'wil have power to interpret the sacred word, thus only through these can the
Command of al-Lah (Muhammad) be understood, thus the Reason-Principle of 'Ali
and Fatima, embodied in the Isma'ili Imam, is the means of making the Shari'a
understood to the community. In this way the feminine is married to the
masculine (the dark-eyed huri's married to the faithful). The pentad can also
be seen in Sufi thought on the microscopic level where the pentad is embodied
within each individual self. The Sufis of the Naqshbandi order, specifically,
Mujaddidi, taught that there where subtle (lata'if) organs in each person, it
was considered a spiritual rather than physical organ for perceiving the divine
in creation. These five organs where known as Qalb (heart), Ruh (soul), Sirr (secret),
Khafi (hidden), and Nafs (animal self). The Imam, throughout the religious
history, is present and at times in occultation, which necessitates the return
of the Imam to commence a resurrection in preperation for the announcement of a
new Shari'a; these periods are known as dawr-i kashf--period of manifestation,
dawr-i satr--period of concealment, dawr-i qiyama--period of resurrection, and
finaly the qiyam-i qiyamat--resurrection of resurrections. This can be
expressed in the aspect of time of zaman or religious history as the
announcement of Shari'a by Muhammad as the jadd aspect of the Pentad, the
intelligence and soul of the world in the new revelation with the
interpretation of that revelation in the position of the Imam, a marriage
between esoteric interpretation and imaginative intellect (fath and
khayal).From the point of view of the Isma'ilis reality is divided into three
levels the zahir (outer), the batin (inner) and the haqa'iq (tthe inner and
true reality, that Intellectual Beauty ascribed Truth by Plotinus). This can be
visualized by the structure of a tree, the bark, the inner layer and finally
the hardwood of the trees interior. These levels of reality are related in the
hierarchy of the religious community which is emenated out of the Pentad, there
are seven prophetic cycles; corresponding to the horizontal emenation at the
same magnitude of a given realm. In each of these cycles there is the hierarchy
of the community which reflects the symbolic Divine Pentad:
Natiq-- speaking prophet who reveals the Shari'a
Samit or Asas-- interprets the shari'a according to the rules of
ta'wil, the unchangeable truths were the exclusive sovereignty of the pure
Imam.
Imam or Wasi- guarded the true meaning of the scriptures and laws
in both their zahir and batini aspects
Hujja or the Proof-- maintained control of the Da'is.
Da'i-- Isma'ilis re-interpreted the Shi'i principle of taqi to
include guarding against their secret teachings from falling into the hands of
the unauthorized person, the da'is protected and preached the message.
Based
on the archetypes of the Pentad the process of the revealed Shari'a was to
culminate in the transformation of the religious community with specific
functions assigned to different layers of the Spiritual and Religious
Hierarchy. This transformation has been summed up in the words of one
researcher as:
" in short, the passage from zahir to batin, from shari'a to haqi'qa, from tanzil (outer form of the letter) to ta'wil, entailed the passage from the appearance to the true reality, from the letters of the revelation to the inner message behind them, and from the symbol to the symbolized. It corresponded to a passage from the world of phenomenon to the world of noumenon. The initiation into the haqa'iq, attained through the ta'wil or ta'wil al-batin...The tawil, translated also as spiritual hermeneutics or hermeneutic exegesis." (Daftary, I, pg. 98)
Thus
also, the Pentad served as archetype for the function of emenation and
spiritual transformation. The emenations of other realms is accomplished
through the power of the Active Intellect of which the Pentad is the
substantial existence. Each of the Five is a part of the Active Intellect:Jadd;
'Aql; Nafs; Khayal; Fath = al-`Aql al-Fa`il.
Monad
and Dyad:
An issue for contemplation
would be that of the Monad and Dyad how duality comes out of unicity. In Islam a firm belief is in the Unity
(tawhid) of al-Lah and any conception,
as sometimes perceived in Christianity by the Muslim onlooker, of dividing al-Lah, the One, into three stations
is to be considered shirk or
illicit. Separating the conception of Divinity (lahut) into active (dyad) and inactive (monad or
essential) categories shows how Al-Lah can be unitary and in His essential aspect and active in His
attributes (sifah) revealed through the acts of the Intellectual-Principle
which enfolds out of the One as an
act and in the All-Soul as the heat which emenates the realms of th loweer half, as the Act of Act, of the
Hierocosmos. It is important to
understand the philosophical operation of subject/object designation
to understand these basic points.
A thinker is the subject of thought, the actor, the object of thought is the loci of the thinkers
contemplation and the process of thought is the act of the thinker. Thus, any
results of the subjects act of
contemplation of an object are referred to as Ideas. Plotinus writes regarding the monad and dyad that
"the dyad has come into being, but the precedent monad still stands; and this monad is quite distinct within the dyad from either of the two constituent unities, since there is nothing to make it one rather than the other: being neither, but simply that thing apart, it is present without being inherent."[ McKenna, PL, pg. 407]
and
"The Dyad is a secondary; deriving from unity, it finds in unity the determinant needed by its native indetermination; once there is any determnination, there is Number, in the sense of course, of the real (the archetypal) Number...Thus by what we call the Number and the dyad of that higher realm, we mean Reason-Principles and the Intellectual-Principle: but while the Dyad is undetermined--representing, as it were, the underlie (or Matter) of the Intellectual World--the number which rises from the Dyad and The One is always a Form-Idea: thus the Intellectual-Principle is, so to speak, shaped by the Ideas rising within it--or rather, it is shaped in a certain sense by the One and is another sense by itelf, since its potential vision becomes actual and intellection is, precisely, an act of vision in which the subject and object are identical."[ Mckenna, PL, pg. 373]
Thus we
have the unity safegaurded in the Monad which the Dyad is a Duality which enfold out of the previous monad
by power of the act of intellection. We start at the level of unicity of the
One then enfolding out through the
act of intellection the first half of the dyad comes into being, the Intellectual-Principle and further down
through the determination of Number of
Divinity the All-Soul takes its place among the Three. Additionally
below the level of the present
dyad is a further intellective division in the All-Soul which brings about the
further emenation of the lower cosmos. Which brings us to the question of the Origin of the Hierocsmos
itself out of the Three initial
Hypostasis.
In the
writings of Mirza Husayn-'Ali we can see similar motifs:
"We have already in the foregoing
pages assigned two stations unto each of the Luminaries arising from the
Daysprings of eternal holiness. One of these stations, the station of essential unity, We
have already explained. ÔNo distinction do We make between any of
them.' (Qur'an 2:136) The other is the
station of distinction, and pertaineth to the world of creation and to
the limitations thereof In this
respect, each Manifestation of al-Lah hath a distinct individuality, a
definitely prescribed mission, a predestined Revelation, and specially designated limitations. Each
one of them is known by a different name,
is characterized by a special attribute, fullfills a definite Mission,
and is entrusted with a particular
Revelation."[ Nuri, BW, Kitab-I-Iqan, pg. 125]
"That which hath been in existence had existed before, but not in the form thou seest today. The world of existence came into being through the heat generated from the interaction between the active force and that which is its recipient. These two are the same, yet they are different. Thus doth the Great Announcement inform thee about this glorious structure. Such as communicate the generating influence and such as receive its impact are indeed created through the irresistible Word of Al-Lah which is the Cause of the entire creation, while all else besides His Word are but the creatures and the effects therof. Verily thy Lord is the Expounder, the All-Wise."[ Nuri, BW, Lawh-i-hikmat pg. 241]
We have the station of the Prophet as a
unity, a monad, and out of this monad
through differentiation a number of prophets manifest into the realm of existence along different intervals of
the linear time line (zaman afaqi) each
individual prophet has His unique attributes and activity of revealing a
shari'a of His age. This
monad/dyad aspect is exhibited in the other passage as the aspect of an inactive and active force
the active force the act of differentiation and the inactive the monad of the
enfolded order, that which is
whole within itself not yet unfolded into a existence
below
it's current stasis. In this way
we see how physical reality is the three times removed (if not more) stasis of the original act of the
Original Stasis or Enfolded One, the Monad, Undifferentiated
Substance.
The Word of al-Lah again is the catalyst or the mover of the emenation, the effecient cause, the act which is
differentiation.
In the Ismaili cosmos the
belief that Sabiq, the Universal Intellect creates an angelic realm of Seven Cherubim which inturn have their
earthly correspondents. These
Ideals within the Universal
Intellect
have their individual Ideas
attributed to them as embodied in differing functions of the archangels. In the Umm al-Kitab we read:
"Questi Sette e Dodici si trovano
ne velame dei sette Angeli, Che sono il
simbolo delle sette lettere di bismi'l-lahi, cioe Salman e Miqdad e
Ba-Darr e Ammar e Ba Huraira e Ba
Gundab e Ba Kumail. I seete Velami e Cortine sono venuti ad essere da questi Sette e
Dodici"[ Ronconi, UK, pg. 34-35]
(These Seven and Twelve form the the
veil of the Seven Archangels, they
symbolize the seven letters of Bismallah, these are Salman...)
In Plotinus we see a similar idea,
" So too the objects of intellection (the ideal content of the Divine Mind)--identical in virtue of the self-concentration of the principle which is their common ground--must still be distinct each from another; this distinction constitutes Difference. The Intellectual Cosmos thus a manifold, Number and Quantity arise: Quality is the specific character of each of these Ideas which stand as the principles from which all else derives."[ McKenna, PL, pg. 373]
So here
Difference constitutes the individual cherubs and Quality is the virtue of each of these
individual
archangels and the specific function they serve. Likewise in Ismaili cosmological thinking of this type the
Seven become symbolised in the typology of Spheres or worlds of al-Lah,
similiar to the idea of the realms
of al-Lah in the writings of Mirza Husayn-'Ali Nuri. Each world having a specific quality and differing from the
other spheres in the manner of which of
the seven virtues is
more
emphatically displayed by the given sphere even though all the virtues are present in each of
these differing realms. So that downwards
or upwards differing levels of emenation are accomplishded as Plotinus
explains:
ÒThe Supreme in its progress could never be borne forward upon some souless vehicle nor even directly upon the Soul: it will be heralded by some ineffable beauty: before the great King in his progress there comes first the minor train, then rank by rank the greater and more exalted, closer to the King the kinglier; next his own honoured company until, last among all these grandeurs, suddenly appears the Supreme Monarch himself, and all--unless indeed for those who have contented themselves with the spectacle before his coming and gone away--prostrate themselves and hail him."[McKenna, PL, pg. 405-6]
An
IsmaÕili reading of this passage
would place Sabiq as the ineffable beauty , the minor train the
earthly believers, the ranks the
limits or concourses in the heavens, honoured company the vahid or one; comprised of the saying "Bismal-Lah
ar-rahman ar-rahim", and then
the Supreme Monarch of the One (alternatively this might be viewed as the Sabiq appearing out of the honoured
company). So we see that the Hierocosmos
becomes inundated with manifold realms of
emenations
preceding downward through the
hierarchy of being till we reach the level of Nature. Plotinus alludes to Nature with it's correllary in the
IsmaÕili hierarchy of the "Blue Sphere" and in the Baha'i hierarchy as Nasut as
"still remains pregnant with this offspring; for it has, so to speak, drawn all within itself again,
holding them lest they fall away
towards Matter to be brought up in
the
Hous of Rhea (in the realm of
flux)."[ McKenna, PL, pg. 376] And Mirza
Husayn-'Ali writes "We accidentally came upon the story of the ÔMir'aj' of Muhammad, of Whom
was spoken: ÔBut for Thee I would not have created the spheres'"...How well and true is the
saying: Flingest thou thy calumnies unto the face of Them Whom the one true
al-Lah hath made the Trustees of
the treasures of His seventh sphere."[ Nuri, BW, pg. 86, The Kitab-i-Iqan]
Here too we can see
parallels with the writings of Mirza Husayn-'Ali:
"In the utterances of the divine
Luminaries the term Ôheaven' hath been appled to many and divers things; such as the Ôheaven of command,'
the Ôheaven of Will', th Ôheaven
of the divine Purpose,'
the heaven of divine Knowledge,'
the Ôheaven of Certitude', the
Ôheaven of Utterance', the Ôheaven of Revelation', the Ôheaven of Concealment,' and the like. In every
instance, He hath given the the
term Ôheaven' a special meaning, the
significance of which is revealed to
none save thos e that have been initiated into the divine mysteries, and
have drunk from the chalice of
immortal life."[ Nuri, BW, Gleanings
#XLII]
The letter uttered in the heavenly realms, the spheres of the Isma`ilis is that of the first letter of the command of Al-Lah, it could be taken to be the Prophet in allegorical cloaking symbolized
in the
Ba of Bismal-Lah. Also, the glimmer of
the effulgent "Glory" and the company of the dwellers is like
that honoured company of Plotinus
which is also like the effulgent 1000 points of light in the
heavenly concourse described in the
Ismaili Umm al-Kitab (2nd
century A.H./ 8th century C.E.).
The emenations proceeding
hypothetically downwards, in actuality the emenations are falling inward; into the Principle or limit
before and above it, form the
Hierocosmos which lie in between the realms of Divinity and the realm of physical reality described alternatively as the "House
of Rhea", "Nasut" and
the "Seventh or Blue Sphere". The Isma`ili account of this
meta-cosmos is From the One
through al-Lah's Intentions (iradah) and His Will (mashiah) goes forth the command which is an act creating
the syzergy of Kaf-Nun the essential aspect of Kuni-Qdr. Through the act of BE at the same instance is
the creation through the process of
duplication the
First
Principle of Sabiq (Second One) which is
the only part of the Ipseity approachable by human comprehension. This
Principle is the Universal
Intellect or in other words the hypostization of the
Essential Act. Within the Essential act we have
al-Lah's intentions taking on the form of
Power of the Essential thought or intellect or a guiding principle the
Will represents the energy of
thought or the spirit of the Act of Intellection. This Second One creates out of another act
of Its' subject and object the Third One
or the All-Soul of Plotinus and thus Tali of the Ismailis which through
it's act
creates
the lesser emenations down to physical reality. The entire process is a process of act producing a new entity
which becomes a subject and object to be
acted out. Thus each level has a monad, the Principle itself, and the
dyad the process of the
Principle's object being acted against which is the lower half of the Principle creating in the end a new
Hypostasis. Within the higher aspect of each Principle are the contents of the
monad, the Ideas in the case
of
Sabiq, the ideas are manifest as
the Seven Cherubim, in the Universal Soul or Tali these ideas become the 12 Mothers or Angelic Ranks (6 male,
6 female which form pairs to form
three parts of the Divine Pentad: Fath, Khayal, Jadd; Kuni and Qdr are added to form five. The Seven mark
off each of the Spheres one per each
world of al-Lah. The Qur'anic verse reads: "It is al-Lah who has
created seven heavens, and earths as many. His commandment descends through
them,
so that
you may know that al-Lah has power
over all things, and that He has knowledge of all things." (65:12) Thus they are the vertical principle of Guidance, the
1st dimension, the second
dimension
or horizontal plane is formed by Twelve with the pentad manifest in each concourse as the Five Divine
Presences. The Seven Ideas, as the
Intellectual-Principle is a principle of action or
movement,
represents the number or
differentiation of the Intellectual-Principle, thus marks off the number of acts in the Hierocosmos.
Seven Ideas would necessitate seven
emenations. The
quality
of the contents of each of these emenations is determines the attributes prevalent in the particular
emenation.
Rectifying
Isma'ili Ta'wil on Creation with the Qur'anic Creative Typology:
The historical development
of the Isma'ili interpretation of al-Lah's creation is understood in
correlation with the development of mystical Shi'ism, a vision of the Imamat as
a spiritual office rather than political. With the establishment of the Nizari
Isma'ili state in the 12th Century C.E. we have the founding of Isma'ili
mystical understanding in Iran. This establishment consequently develops the
Iranian Shi'ite mystical tradition in the dissemenation of Isma'ili mystical
doctrines through various Sufi tariqas, additionally their doctrines where
spread by non-Isma'ili ShiÕa such as the Qarmatians of Bahrain which later
developed an influence on Iraqi ShiÕism.
Creation has an
unprecedented importance in mystical traditions in Isma'ili Thought for in the
Creation is the foundation of most Isma'ili doctrines as has been seen with the
development of the concept of Sabiq and Tali (the Pen and Tablet) or more
orthodoxically in Isma'ili terms the role of Kuni-Qdr (kaf-nun). Resolving the
Isma'ili mystical understanding with the Qur'anic revelation is not as
difficult as most Orthodox scholar of the Ahl as-Sunnah would posit. To begin
we must focus on the understanding of the role of the "Person" and
"Mate" in Ayah 4:1. Muhammad Asad comments regarding these terms:
"Out of the many meanings attributable to the term nafs--soul, spirit, mind, animate being, living entity, human being, person, self (in the sense of a personal identity), humankind, life-essence, vital principle, and so forth-- most of the classical commentator choose 'human being', and assume that it refers here to Adam.....My rendering of nafs, in this context, as 'living entity' follows the same reasoning [not tied to Adam]. As regards the expression zawjaha ('its mate'), it is to be noted that, with reference to animate beings, the term zawj ('a pair', 'one of a pair' or 'a mate') applies to the male as well as to the female component of a pair or couple;hence, with reference to human beings, it signifies a woman's mate (husband) as well as a man's mate (wife). Abd Muslim--as quoted by Razi-- interprets the phrase 'He created out of it (minha) its mate" as meaning "He created its mate out of its own kind [own genus] (min jinsiha)"...The literal translation of minha as 'out of it' clearly alludes, in conformity with the text, to the biological fact that both sexes have originated from 'one living entity'." (Asad, Q, note #1, pg. 100)
We see
that the commentators interpret 'Nafsi' as a 'living entity' or 'Person' or
'Soul'. The mate (zawjaha) is not specifically is not gender specific. So we
can extropolate that it is not definitively the Prophet Adam as the 'Person'.
We must also understand the development of the mate out of the same nature of
the Person in the sense of emenation. In Isma'ilism the term for creation is conceptualized
into two distinct spheres:
'inbiath'--the emenation of a thing out of another, which is the
equivalent to 'tajalli' of Mirza Husayn-'Ali Nuri and the 'Khalq' of the
Naqshbandi sufi saint Shah Wali'ullah; and
'abda--' which is the creation of something by another not part
of, as is the case of the creation of Kuni by Al-Lah by origination, 'badaa'.
Thus
the Isma'ili understanding is that of the creation of the 'mate', equivalent to
Qdr which is created by 'inbiath or in Qur'anic Arabic as 'ja'ala'. For
Isma'ilis one of the fundamentals of Islam is imported in the belief of the
absolute transcendence of al-Lah apart from creation. Thus, the orthodox
doctrine of Tawhid is observed and Kuni is not emenated out of the Essence of
al-Lah, rather, Kuni is a product of al-Lah's creation. However, there is a
concept of emenation, inbiath, which appears in the stage of the development of
Qdr. Comparing the Isma'ili idea of Creation in two folds of 'abda and inbiath
to Shah Wali'llah we see that Shah Wali'llah writes:
"The works of al-Lah are many but they do not exceed the following four kinds: Ibda'a, Khalq, Tadbir, and Tajalli. Ibda'a means to bring out a thing from pure non-existence....By Khalq is meant making a thing from a thing (as the making of Adam from dust). This is between al-Lah and what passes from one state to another state....tadbir, it refers to the free acting in the universe so that the happenings therein should turn in conformity with the Universal Expediency....Tajalli originally means the appearannce [manifestation, Ar.Mazhar] of the Real as an Administrator in the world in the same manner as the human soul is the administrator of the body." (Sirhindi, SW, Lamha 33)
We see
that the Isma'ili use of creative terms is distinct from other Sufi or mystical
accounts of creative processes. It is however analogous to Qur'anic Arabic
terminology. So when we see that Kuni/Qdr is interpreted as being created we
see they develop out of the same typology as the 'Person' and 'Mate' of ayah 4:1.
The question really is whether or not it can be interpreted to be a
non-corporeal creation or a corporeal creation as is the tradition in Sunni
Islam. I would point out that some have argued that the Person of ayahs 4:1 and
39:6 is the 'Soul' of ayahs 6:97 and 91:7. Whereas, others have argued that the
'Soul' in ayah 6:97 is the 'Mate' of ayahs 39:6 and 4:1. Howoever, we see that
'Soul' does not equal 'Mate'. The 'Soul' of 6:97 is the Adamic soul the created
soul of the lower realms of the created dominion. Since, the creative
terminology is that associated with a creation or production from pre-existing
matter, the creation of the 'Mate' is an emenation (abda, ja'ala) as in
'ja'ala' in 39:6. So every creative act of al-Lah is a 'kalaqa' but not every
creation (kaliq) is solely by 'kalaqa' it may be a initial 'kalaqa' plus an
qualifying term such as 'ja'ala. So we see the Person by creative terminology
is associated with creation out of nothing thus the Person is created out of no
previously created entity since 'kalaqa' is always the creative term for the
'Person' it is a creation out of no previously created entity and our realm,
the realm of earth with seven divisions, is a creation out of something
fashioned. Therefore, the 'Person' inhabits a realm higher than ours.
Additionally, if Adam is created out of 'dust' or 'clay' then Adam is created
out of something.
For the Isma'ilis this
typology is a manifestation repeated in the Spiritual realm and on the earthly
plane thus the 'Person' is the Universal Spiritual Adam and is manifest on
earth by the Prophet Adam (adam juizi). It is understood by the Isma'ilis that
the Qur'anic verse of 42:11 which declares to al-Lah belong both high and low
similitudes (Ar. 'mathal') we see the high similitude of the Spiritual Adam
with the low similitude of the Prophet Adam. Regarding Shah Wali'llah we see he
thinks similiarly in:
"Being in the sense of Reality and not as a concept is of three stages: Pure Essence, Stage of Intellect, Stage of the Great Body[Person]....Shakhs Akbar by its being one of the unities (wahid) is one thing: but when we split it, two parts become manifest. The Universal Soul and the Rahmani Soul. The universal Soul is a penetrating one and a determiner while the Rahmani Soul is an object of penetration and a substratum." (Sirhindi, SW, Sata'at)
Having
addressed this question we see that Qdr as 'time' is another consideration. The
Isma'ili philosopher al-Kirmani addresses this matter. The early debate in
Isma'ili philosophical discussions was the role of time: was time a part of
Divinity or was it a creation. Al-Kirmani points out, as Dr. Paul Walker
accounts, that: Intellect gives rise to two--ibda'i and inbiathi, which
contains time. The soul, which is second to Intellect, cannot be trapped by
Nature. This soul is the first procession (al-mubaa'ith al-awwal) and the
second existent being. It is not body nor in body. At this stage time cannot be
a part of the realm, rather at the level of the Mate, time becomes an operative
function as 'qadara' as is the typology of the Qur'an, since the 'mate' is
created by 'ja'ala' at the same level of 'qadara' functionality.
To recount we see that
creation is first established by 'kalaqa' with the product being 'Person'
(nafsi) [see 4:1,39:6] which in al-Lah creates out of it the 'Mate' (zawjaha)
[see 4:1, 6:97] by 'ja'ala'. Now
the question is does the 'nafsi' of ayah 6:97 equate to the same meaning
as in 4:1? It is if we consider the overall context of the passage however what
is established in the allegorical spheres of the Isma'ilis is that everything
on earth correspond to an higher similitude thus the reflection of this process
has itÕs origin in the spiritual realms. Therefore, we have mankind produced by
'anshaa' out of the 'mate' or according to the Isma'ili "adam juizi",
which now corresponds to the Biblical story of Adam and Eve. This corresponds
to the Isma'ili spiritual analogy of the creation of 1. Kuni, out of which we
get 2. Qdr, out of which we get the pairs of angelic ranks, corresponding to
the creation of pairs out of the soul of 6:97.
Isma'ili
and Zoroastrian Tradition:
A short note on the
similiarities of Isma'ilism to Zoroastrian inspired religous systems (i.e.
Manicheism, Mazdakism and the Mithraic cultus) is needed to identify some of
the primordial analogs to the Isma'ili doctrine. It is recorded in the Qur'an
that there where a people known as the Sabeans with the Book, it is supposed by
many commentators that these Sabeans where in fact the Zoroastrians (ca. 8th
Century B.C.E.). The Zoroastrian hierarchy consisted of Ahura Mazda
"Ormazd", the High Divinity (al-Lah), and with the coexisting evil
deity Angra Maniu (Ahriman, Ar. Shaitan). It is held by the Zurvanites of
Zoroastrian tradition that there in fact was not a dualistic existence between
Good and Evil (Ahura Mazda and Angra Maniu), but rather that a High Divinity
known as Zurwan (the Divinity of Time) created both Ahura Mazda and Angra
Maniu. Subsequently Ahura Mazda creates Seven archangelic beings (similar to
the Four Archangels of the Book of Revelation of John) each given soveriegnty
to protect the creation of Ahura Mazda of these are Vohu Maniu, the Good Mind
(Nous) and Asha[iii], order or
reason (Logos). Of the similarities to Isma'ilism is the concept of Seven Creations.
Evil becomes trapped in a protective realm beneath Divinity. Ohrmazd forms his
creation out of light and in a spiritual state. Zurvanite deity of Zurwan
creating the Good and Evil which is similiar to the Isma'ili concept of Sabiq
and Shaitan being born out of the same light with one obedient and the other
disobedient to the Will of Al-Lah. And interestingly is the concept of
Zoroastrianism that Divinity creates through a recitation or verbal formula,
Ohrmazd fashions his creations in a form (getig), by celebrating a
"spiritual yasna" (yasna=recitation [ayah or sura]). This process is
begun by Ohrmazds recitation of the Ahunwar which spells out Ahrimans ultimate
defeat. Each of his creations is placed under the protection of one of the seven
Amahraspands (Avestan, Amesta Spenta [i.e. Vohu Maniu, Asha, etc.])
Additonally, there are three periods of creation in Zoroastrianism: Material
Creation, The Mixture of Good & Evil and the Seperation of Evil from Good
which occurs outside of time. There is also the primordial man, like Adam,
known as Gayormad whose protector is Ohrmazd and from which the firsthuman
couples develop from his seed.
Besides these Zoroastrian
parallels there are also the derivatives of Zoroastrianism of Manicheism (ca.
3rd Century C.E.) and Mazdakism (6th Century C.E.) which in each there are some
parallels to Isma'ilism. Of course it should be noted all of these traditions
where active in lands where Isma'ilism was active. In Mazdakism we see that
there are Four faculties: discernment (at-tamyiz), understanding (al-fahm),
memory (al-hafz) and joy (al-sorur). There are also Seven wazirs who each are
in charge of a given affair: the commander (salar), the provost (peskar),
unknown (b'lwn), the messenger (bivn) the expert (kardan), the statesman
(dustur), the page (kodag). Additionally, there are 12 spiritual beings
(ruhaniyun) that the seven wazirs revolve within. We see that the faculties are
similar to the Isma'ili Pentad and the wazirs similar to the Seven Natiq and
the 12 spiritual beings similar to the 12 mothers of the Isma`il symbolic
cosmology.
In terms of the similarity
to Manicheism we can see that the Manichean idea of the creation of the Mother
of Life and the First Man primordially and supra-materially can be similar to
the relationship of the Sabiq and Tali and that the subsequent creation of the
Living Spirit similar to the role of Salman and of ar-Ruh. There is
additionally the archetype of the Active Intellect or Logos in the Column of
Glory which is described as an evocation (Jesus, the Splendour) of the Third
Messenger (Living Spirit) through which portions of Light ascend and are
purified first passing through the moon and the Sun then ultimately ascending
to the primordial heavenly existence.
It is important to note the
difference between Zoroastrianism and Manicheism which is a difference of the
respect of the creative power of Evil. In Zoroastrianism material creation is a
product of the Good and in Manicheism it is a creation of Evil. However, one
could say the process of purification of the light trapped in the dark evil
creation of Manicheism is a movement toward a positive idea behind creation.
Archetypically, it is
important to note that there may be some confusion between these similiarities
and one may posit that these similarities devise a direct causation and
plagiarism in religious authorship. However, understood, aside from the
Manichean idea of creation by demonic forces, that all these traditions are
based on a Archetype which is founded anciently and perhaps firstly in
Zoroastrainism which is said to have started in the Central Asian steppes
somewhere out of the malaise of Shamanism. Archetypically, which is to say that
in the Jungian tradition that there is a deep imbedded imprint of primordial
existence within the individual conscious and collective conscious of humanity
which gives an imprint like map of the original situation of creation-- a
symbolic expression of a reality, all these traditions share a single origin,
which among believers is indicated as Divine, and therefore the similarities
become understandable as a Divine Archetype which is shared amongst religious
traditions, not as a simple human deficiency of plagiarism.
WORKS CITED:
Z R.C. Zaehner
The Dawn and Twilight of Zoroastrianism Oxford: 1961
I Daftary,
Farhad The Ismailis: Their History
& Doctrine Cambridge University Press: Cambridge (1990)
Q Assad,
Muhammad The Message of the Qur'an Dar al-Andalus: Gibraltar (1984)
BW BahaÕuÕllah
(Mirza Husayn-Ali Nuri) Writings of BahaÕuÕllah, BahaÕI Publishing Trust India
HV BahaÕuÕllah
(Mirza Husayn-Ali Nuri) Seven Valleys, BahaÕI Publishing Trust Wilmette
IP Henri
Corbin (Paul Keegan tr) Introduction to Islamic Philosophy International:
London (1964)
PL Plotinus
The Enneads, tr.Stephen McKenna (Penguin) 1991
UK Pio
Filippani-Ronconi Umm
al-Kitab (Napoli: Institut de
l'UniversitŽ Orientale de Napoli, 1966)
Ibadut Dr.
Allamah Nasir al-Din Nasir Hunzai, Ibadut
SI S.M.
Stern Studies in Early Ismailism 1983
SW Shah
Waliullah Sirhindi, Sufism and the
Islamic Tradition: Lamahat and SataÕat of Shah Waliullah / translated by G.N.
Jalbani and edited by D.B. Fry. Londong: Octagon Press 1980
[i] David Roochnik
in his deltaThe Tragedy of Reason: Toward a Platonic Conception of Logos" defines Ôlogos' as: 1.
the word, or the outward form by which the inward thought is expressed; 2. the inward thought itself.
This dual nature of its meaning
gives logos' extraordinary range. Primarily it refers to those outward sounds tht express thought.
Logos differs from Ôvoice' or the production of mere sound. It is the ability to give voice some reasoned
thought. Word, sentence, talk, speech, explanation, language, discourse, story,
argument, rational account-- all
these function at different times as th proper translation of Ôlogos'. It can also be internal talk which
goes on within. ÔLogos' thus
comprehends virtually all that is verbal and rational within us. The one phrase that begins to capture both f
these meanings is Ôrational account', a
speech that attempts to render rational or intelligible any given
phenomenon. A third
meaning should be added. ÔLogos' refer to something like Ôrational
structure'. It can refer to that which exists outside of the human mind or
the voice...this logos is not a
human speech or thought but the stucture of the world Ôout there' that can be apprehended by human beings
and then expressed n language (in
logos)."
[ii]
Marcia Hermansen in ÒSHAH
WALI ALLAH'S THEORY OF THE SUBTLE SPIRITUAL CENTERS (LATA'IF): A SUFI MODEL OF
PERSONHOOD AND SELF-TRANFORMATIONÓ remarks: ÒShah Wali Allah in his theory of
the lata'if further developed a system existing among the Naqshbandi Sufis,
particularly the Mujaddidiyya branch, so called because they followed the teachings
of Shaikh Ahmad Sirhind (d. 1625), who was known as the Mujaddid, or
"renewer" of the second millenium. This system was based on the idea
that the human being had ten partsÑfive material, five immaterial. The lower
level of the material parts consisted of the Lower Soul (nafs) and the four
elements (fire, air, earth, and water), while the higher level consisted of the
five lata'if, sometimes called the 'five jewels' (al-jawahir al-khams): the
Heart (qalb), Spirit (ruh), Mystery (sirr), Arcane (khafi), and the
Super-Arcane (akhfa). The two levels of this Naqshbandi system were said to
correspond respectively to the distinction between the World of God's Creation
(`alam al-Khalq) and the World of God's Command (`alam al-`amr), a distinction
based on Qur'anic terminology and having an long history in Sufi thought. For
example, the Qur'anic vese (17:85) 'the Spirit is from the command of my
Lord" (al-ruh min amr rabbi) is taken by the sufis to mean that the ruh,
or human spirit, comes form an immaterial timeless realm of God's command
(`amr) which precedes physical manifestation.
It is interesting to note that the five-fold structure of the lata'if
according to the Naqshbandiyya-Mujaddidiyya seems to parallel the model of the
Islamic version of Greek medical theory (tibb) in which there are five inner
and five outer senses.[23] The model of the lata'if which appeared early in
Sufism clearly developed and was refined over time. Najmuddin al-Razi (d.
1256), a Kubrawiyya Sufi of Iran and author of the Mirsad al-`ibad, formulated
a system
of five lata'if and found a Qur'anic basis of the
terms sirr and khafiÑQur'an 20:7, 'if thou makest utterance aloud, verily He
knows the secret (sirr) and what is more hidden (khafi)."[24] `Ala
ad-Daula Simnani (d. 1336), whose woks
influenced Sirhindi, expanded the system of
Najmuddin al-Razi to a seven-fold one by adding below the five lata'if the
concept of a physical from or mold (qalab) and above them a further center
called the haqiyya or ananiyya.
Sirhindi's model then expanded to represent the
lata'if as part of a distinct set of symbols and practices (ser figs. 1 and
2),[25] and this was finallydeveloped by Shah Wali Allah into a three-tiered
model with a total of some
fifteen
components.Ó
[iii] Mary Boyce writes
regarding Ôasha': "The vastness of
the steppes encouraged the
Indo-Iranians to conceive their gods as cosmic, not local, divinities; and they apprehended a
universal principle of what ought to be, Av. Ôasha', Skt. Ôrta', variously translated as Ôorder,
righteousness, truth'. This
principle should govern everything, form the workings of nature to human
as and all human conduct. It was
guarded, they held, by a great triad of ethical divinities, the Lords, Ahura.
The greatest of them, known to the Iranians as Ahura Mazda, ÔLord of Wisdom'..." pg. 9, in Textual
Sources for the Study of
Zoroastrianism Barnes and
Noble: New Jersey (1984)