BEFORE
THE
OFFICE OF ADMINISTRATIVE HEARINGS
STATE OF CALIFORNIA
In
the Matter of: CORINNE
M.
Claimant, vs. REGIONAL CENTER OF
THE EAST BAY, Service Agency. |
OAH No. N 2003060581 |
DECISION
Administrative Law Judge Nancy L.
Rasmussen, Office of Administrative Hearings, State of California, heard this
matter on August 13, 2003, in Oakland, California.
The parents of claimant Corinne M.
represented her.
Fair Hearing Specialist Pam Higgins
represented service agency Regional Center of the East Bay (RCEB).
The
record was held open for Ms. Higgins to submit a copy of recent legislation. On August 22, 2003, the administrative law
judge received by facsimile transmission a letter from Ms. Higgins with a copy
of the portion of Assembly Bill 1762 that amended Welfare and Institutions Code
section 4512 effective August 11, 2003 and a copy of the bill history. These documents were marked collectively as
Exhibit 25 and admitted in evidence.
The matter was deemed submitted on August 22, 2003.
ISSUE
Does claimant’s Autism Spectrum
Disorder (ASD) constitute a substantial disability, such that she is eligible
for regional center services?[1]
FACTUAL FINDINGS
1. Claimant
Corrine M. is a 12-year-old girl who has applied for services from RCEB. She resides with her parents and her older
brother in Oakland.
2. After her birth on June 11, 1991,
claimant spent four days in the intensive care nursery because she had stopped
breathing, apparently due to aspiration of amniotic fluid. Claimant was late in walking and talking. When she was three years old, she was
evaluated by the Children’s Hospital Oakland (CHO) Child Development
Center. Claimant had been seen three
months earlier in the CHO Department of Pediatric Rehabilitation because her
parents were concerned about her clumsiness and frequent falling. In her report following claimant’s evaluation
at the Child Development Center on December 6, 1994, Joan L. Bradus, M.D., set
forth the following impression:
This almost 3-½ year old girl has many temperamental features of a difficult child including being slow to warm up, resistant to change, stubborn and sensitive to overstimulation. She is making developmental progress after a very slow start. No physical examination was performed today, but previous evaluation revealed no hard neurological signs, though flat feet and uneven swingthrough were found to be contributing to her gait problems. … On today’s examination Corinne was found to have at least age-level skills in receptive and expressive language, general information, visual fine motor skills, and short-term memory. Articulation is mildly delayed for her age, but improving. Motor skills are still a problem.
3. On
May 10, 1996, Judith W. Paton, M.A., conducted a pediatric audiologic
evaluation. In her report, Ms. Paton
stated:
Corinne’s
parents are concerned about her difficulty with auditory attention, in that
they may need to call her several times if she is engrossed before she will
realize it. Corinne has difficulty
making transitions between activities, as well. New situations tend to bother her, and she is unusually rigid about
exceptions to rules which others her age could take in stride. Speech development was slow, and Corinne was
not really talking until two-to-four months after middle ear ventilating tubes
were placed at age 23 months. Language
pragmatics are significantly poorer than vocabulary level (the former being
below the first percentile regarding ritual and emotional pragmatics, vs.
vocabulary in the 50-75th percentile range.) [¶] In marked contrast
to her auditory and linguistic delays is Corinne’s extraordinary visual
memory. For example, she has been known
to have a children’s book read to her and then to recite it back herself an
hour later. …
Claimant’s hearing was normal, but
she had some difficulties with the “competing words” subtest of a screening test
for auditory processing disorders. Six
months later, after claimant had completed auditory integration training, Ms.
Paton reported that “autistic behavior is no longer the prime concern,” but she
noted that claimant had recently begun getting moody, having tantrums and
resuming some of her former screaming and covering her ears.
4. In
May and July 1996, pediatric physiatrist Christine Aguilar, M.D., saw claimant
in the CHO Department of Pediatric Rehabilitation. Because of claimant’s dys-arthria and reported difficulty with
language pragmatics, Dr. Aguilar had referred her for the audiologic
evaluation. Dr. Aguilar described
claimant as having “lower extremity spasticity” and diagnosed her with “very
mild spastic cerebral palsy.” Noting
that claimant’s gait was normal, Dr. Aguilar did not see any need for a
physical therapy evaluation.
5. In
January 1997, claimant began receiving speech and language services from the
Oakland Unified School District (OUSD).
As recounted by F. Rapoport, Ph.D., in a January 31, 2002 OUSD
psychological evaluation report, “[claimant] was found to have average to above
average language skills in the areas of early linguistic concepts and in
remembering and repeating spoken sentences, but had difficulty with some aspects
of prag-matic language such as ritualizing (calling for attention)[,]
expressing feeling or responding to attitudes or feelings of others.” Kindergarten was delayed for a year due to
claimant’s social immaturity. Sometime
later in 1997, claimant started receiving occupational therapy services from
OUSD for writing and visual perception organization.
6. In
the psychological evaluation conducted in December 2001 and January 2002, Dr.
Rapoport found that claimant’s overall level of cognitive functioning, as
measured by the Differential Abilities Scale, was average. Claimant’s parents and her teacher rated her
behavior on the Asperger Syndrome Diagnostic Scale, a measure assessing areas
relevant to Asperger’s Disorder. Both
home and school ratings placed claimant in the category of likely to have
Asperger’s Disorder, though her parents rated claimant, overall, as more
impaired than did her teacher.
7. Dr.
Rapoport’s findings and his observations of claimant in the classroom were
presented at an Individualized Education Program (IEP) meeting on February 4,
2002. Claimant’s mother had requested
the evaluation to prepare for middle school placement. (Claimant was in fourth grade at the
time.) Claimant’s mother was concerned
that claimant was experiencing difficulty being included in group play during
free time. The social assess-ment
portion of the IEP states that claimant has difficulty with the nuances of
social inter-action and she is teased by her peers. The general education section sets forth the classroom teacher’s
report, as follows:
…Corinne has difficulty staying on task. She is limited to the number of pens and pencils she has as she becomes distracted with her personal things. She randomly engages in self-stimulating behavior (spit bubbles, cutting games, reading) in the classroom. Teacher has worked with the class to encourage appropriate interactions with Corinne. She does do her work. Corinne is extremely literal when following directions (science lab directions – “Write down what you did.” She wrote down “I held the cup.”) She will make elaborate cutouts and games at her desk, often when the rest of the class is engaged in class discussions & work.
In the speech and language
assessment, the IEP states that claimant is able to carry on a reasonable
conversation with an adult and her articulation, vocal quality and fluency are
within normal limits. Several teachers
and claimant’s mother completed a Pragmatic Proto-col designed to assess
claimant’s social skills related to language and communication. The results are summarized in the IEP as
follows:
Overall
Communication:
Corinne tends to be literal and blunt when talking to others. She can be excessively truthful. Her vocabulary and grammar are advanced. She has difficulty completing complex tasks
and may require help from teacher or peers to complete some assignments. She does get impatient when she does not
receive assistance immediately.
Other’s
Reactions: She
gets along well with adults. Peers find
her “weird” and she does not appear to have any friends in the classroom.
Style
of Communication:
She engages in turn-taking conversations and establishes eye
contact. She will ask and answer
questions. Her conversational style does
not vary depending upon who she is talking to (peers or adults).
Voice
Quality: Most
respondents reported Corinne’s voice to be too loud, especially when
frustrated. Rather than get her
attention, people tend to ignore her when she gets too loud. In some situations her voice varies is stress
and intensity, in other situations her voice can be monotone.
Physical
Proximity: She is
not particularly aware of proximity cues.
She will try to talk to the teacher when the teacher is not facing
her. Sometimes she can get too close
and invade another’s space.
Body
Language:
Awkward. It does not support her
conversa-tion. She does not seem
responsive to the body language of others.
Facial
Expression:
Generally, her facial expression will con-vey her emotional state.
Repair
social breakdowns:
Every respondent to this survey reported that Corinne had difficulty
repairing conversational breakdowns.
Claimant’s speech therapy had
focused on conversational skills. The
IEP recommended that she work in a small group setting with peers to develop
social skills awareness.
8. In
the fall of 2002, claimant transferred to Carl Munck Elementary School, where
OUSD had started an Asperger’s inclusion program. Claimant, a fifth grader, was placed in a combined fourth/fifth
grade class. Also in this class were
two fourth grade boys with a diagnosis of Asperger’s Disorder or some other
ASD. (One of the boys had a one-to-one
inclusion aid, Erica Dobney, assigned to him.)
9. Claimant
is a bright child who is able to complete her school work. She has an intense interest in Pokemon and
Yu-Gi-Oh cards and games and the Harry Potter books. Her excellent visual memory has enabled her to memorize many
passages from the Harry Potter books as well as a large amount of information
about the Pokemon and Yu-Gi-Oh characters.
With reminders from her parents,
claimant can perform simple household chores.
With monitoring and supervision, she can prepare simple meals for
herself. Claimant can perform most
personal hygiene and bathing tasks, but she must be reminded to start and
monitored for completion. Claimant
cannot brush her teeth because she has braces, so her father does this for
her. She can dress herself, but her
parents have to choose her clothing to make sure it is appropriate. Claimant’s father takes her to swim team
practice, and he usually has to brush her hair when she comes out of the locker
room. He also has to remind her to put
her bra on. Claimant becomes lost very
easily and disoriented in unfamiliar environ-ments. She is not good at planning her day. According to her father, without direction in her activities,
claimant would sit in her bed clothes and play Yu-Gi-Oh games all day. If he does not tell her to come down for
breakfast, she would not come and then later would say how hungry she is.
Claimant loves rules and routine,
and she functions better in the structured environ-ment of school than she does
at home. During fifth grade, she
received music instruction twice a week at school and was enthusiastic about
playing the clarinet. Through the
Side-by-Side program, claimant got to play once with the East Bay
Symphony. She had no under-standing,
however, that this was an honor or a cause for pride.
Claimant has had a lot of problems
with anxiety, emotional outbursts and tantrums, but she has improved since she
began taking Prozac two years ago.
There were a number of
times
at school last year when claimant became distraught and started crying. Crying was not a typical behavior for her
classmates.
Claimant is socially inept with her
peers, unable to get normal social cues or to under-stand the subtleties and
nuances of social interaction. Some of
her behavior is socially inap-propriate, such as immodestly displaying her body
in the locker room. She tends to say
what-ever is on her mind without an awareness of how her statements might be
taken or whether they might hurt someone’s feelings. (Claimant’s mother explains that her daughter is not empathic,
but she is “big-hearted.” For example,
if you tell her that your feelings are hurt, she will say she’s sorry.) Claimant’s odd behaviors and social
ineptitude have caused her to be rejected and teased by her peers. By contrast, she gets along well with other
disabled children, including the two boys with ASD who were in her class last
year. Claimant and the two boys were in
a social skills group at the school in which they worked on strategies for
social interaction.
10. Around
the beginning of September 2002, claimant’s parents applied to RCEB for
services for their daughter. The only
services they were seeking were summer services, such as camp. Unfortunately, last summer came and went
without a final determination on their application.
11. On
September 20, 2002, RCEB assessment counselor Lauralyn Roullier, M.Ed., visited
claimant and her parents at their home.
Ms. Roullier obtained extensive information from claimant’s parents on
their daughter’s history and current level of functioning, and she also talked
with claimant. In her report, Ms.
Roullier described her interaction with claimant as follows:
Corrine did not initially attend to this Assessment Counselor until prompted to by her mother, ignoring my first greeting. She was cooperative and polite while talking with me, but often became distracted by the family dog. On several occasions Corinne left her chair and crawled under the table to play with the dog even as I asked her a question. She also simply ignored my questions a number of times. Corinne was able to make good initial eye contact, but her eyes tended to slide away as she answered. If eye contact was broken, I usually had to call Corinne’s name to refocus her on me before I could speak to her again. When I did not specifically reestablish our connection, Corinne would consistently ignore my question or comment. Corrine speaks in full sentences that are easily understandable to the unfamiliar listener. She did not appear to wonder at all who I was, or why I was asking her personal questions. Corinne spontaneously offered information on only one occasion, she otherwise tended to give short replies to concrete questions. She had great difficulty describing anything with emotional content
for her – on those occasions her speaking volume became very loud and her tone rather petulant. She asked no questions at any time.
Ms. Roullier concluded that claimant
“presented at this interview with significant social and communication
problems, and reported restricted range of interests.” She recom-mended additional screening for
Autistic Disorder and Asperger’s Disorder.
12. In
January 2003, RCEB staff psychologist Paul Moench, Psy.D., conducted a
psychodiagnostic evaluation of claimant.
Dr. Moench administered the Wechsler Intelli-gence Scale for Children –
Third Edition (WISC-III), Autism Diagnostic Interview, Revised (ADI-R), Autism
Diagnostic Observation Schedule – Generic (ADOS-G), Gilliam Asper-ger’s
Disorder Scale (GADS), and Adaptive Behavior Inventory (ABI).
Claimant’s scores on the WISC-III
confirmed that her cognitive functioning is average.
In each of the four categories rated
by the ADI-R, claimant’s score met the cutoff, as follows: Reciprocal Social Interaction – 16 (cutoff
10), Communication – 10 (cutoff 8), Repetitive Behaviors – 4 (cutoff 3), and
Abnormality of Development – 2 (cutoff 1).
The instructions on the ADI-R Algorithm for DSM-IV state: “If client meets cutoff for one or more, but
not all 4 areas, consider PDD, NOS (299.8).
If client meets cutoff for all 4 areas, consider Autistic Disorder
(299).”
Dr. Moench’s assessment of claimant
for the ADOS-G yielded scores in two domains. In Communication, her score was
5, with the cutoff for ASD being 2 and for Autistic Dis-order being 4. In Reciprocal Social Interaction, her score
was 9, with the cutoff for ASD being 4 and for Autistic Disorder being 7. Claimant’s total score was 14, with the
cutoff for ASD being 7 and for Autistic Disorder being 12. In an addendum to his report, Dr. Moench
described his observations of claimant as follows:
Relative
to Language and Communication:
Corinne
used sentences in the correct fashion, with complex utterances with two or more
clauses. There was little variation in
pitch or tone, it was rather flat, but not obviously peculiar. She displayed no echolalia, and no
stereotyped or idiosyncratic use of words or phrases. She did not offer information and did not ask for
information. Corinne was able to give a
reasonable account of a routine event, like playing a favorite game
(yu-gi-oh). Her speech included some
spontaneous elaboration for my benefit, but it was limited. She did not use gestures.
Relative
to Reciprocal Social Interaction:
Corinne’s
eye contact was poorly modulated and it was difficult for her to use it to
initiate, regulate or terminate social exchanges. She had some facial expressions directed to others, however, it
was also limited. It was also difficult
for her to link nonverbal behaviors with vocalizations. She did have shared interaction with me, and
showed definite and appropriate plea-sure in interactive participation. Her ability to communicate her affect is
limited in range and effectiveness. She
was able to communicate some degree of understanding and shared emotion with
others. She also was able to give some
insight into typical social relationships, but not about her own role in those
rela-tionships. She had little insight
into her problems. Generally, there was
a slightly unusual quality to her social overtures. Her overtures were usually restricted to personal demands and
related to her own interests, but with some attempt to involve me in that
interest. And finally, the rapport I
had with Corinne was very comfortable.
On the GADS, an Autism Quotient of
80 or above suggests that Asperger’s Disorder is present. Claimant’s Autism Quotient was 93.
In his January 23, 2003 report, Dr.
Moench diagnosed claimant with Asperger’s Disorder. He testified at the hearing, however, that upon later reflection
he would give claimant a diagnosis of PDD, NOS rather than Asperger’s
Disorder. He thinks claimant’s ratings
are not strong enough in the area of repetitive and stereotyped patterns of
behavior, interests and activities.[2] Dr. Moench explains that Dr. Rapoport’s
report citing the results of the Asperger Syndrome Diagnostic Scale influenced
him toward a diagnosis of Asperger’s Disorder.
Dr. Moench now questions how good a diagnostic tool the Asperger
Syndrome Diagnostic Scale is, since its main selling point seems to be that it
can be administered in only ten minutes.
13. The
assessment team evaluating claimant’s application for services included Ms.
Roullier, RCEB staff physician Janice Garvey, M.D., and RCEB staff psychologist
Myles Friedland, Ph.D. When team
members met on February 19, 2003, they decided that they needed to observe
claimant in a natural environment (i.e., school) before they could make an
eligibility determination.
14. Sometime
before May 14, 2003, Dr. Garvey and Dr. Friedland visited claim-ant’s school to
observe her and to talk to school staff.
Dr. Garvey and/or Dr. Friedland observed claimant in her music class,
during math instruction when claimant’s regular class was split, and during
regular classroom instruction. The only
time they observed her in a non-structured setting was during the ten-minute
morning recess. Claimant was attentive
and engaged in classroom instruction, and she transitioned independently from
one activity to the next. She had some
interactions with classmates, which Dr. Garvey points out would not be seen in
a child with autism. Claimant’s
performance and enjoyment of certain of the activi-ties also differentiates her
from an autistic child. She did stand
out in her overly emotional reaction to a difficult paper-folding assignment
given by the student teacher. The
instructions were very poor and most of the class was lost. After unsuccessfully seeking guidance from
the other students at her table, claimant broke down in frustration and wept
inconsolably. She refused any solace
from her partner and from an aid who came over, only composing herself when the
class transitioned to another activity.
During music class with two other
girls, claimant was eager and enthusiastic.
In Dr. Garvey’s and Dr. Friedland’s report, they stated: “Her enthusiasm at times had the qualities
of a younger child – she readily sang out the pieces she knew and frequently
giggled in glee. Her speech, similarly,
was frequently loud and exclamatory.
Her classmates, while engaged, were less obvious in their
enthusiasm.” Claimant’s over-eagerness
reportedly sometimes caused her to be teased by her classmates.
During recess, claimant did not
self-isolate but she had no sustained social inter-actions. Intermittently, she and one of the two boys
with ASD would “tag” each other.
15. Dr.
Garvey and Dr. Friedland interviewed claimant’s main classroom teacher, Ms.
Shayler; the school’s Asperger’s Inclusion Specialist, Tamu Threadgill; and
inclusion aid Eric Dobney. Ms. Shayler
described claimant’s strengths as her academic abilities, a general willingness
to try new things, and her helpfulness in the classroom. Claimant’s problems are discussed in the
following passage from Dr. Garvey’s and Dr. Friedland’s report:
Her difficulties center around a limited ability to interact appropriately with peers, most marked on the playground, despite a clear interest in doing so. Corinne had participated in “Sharing”, talking about her dog and travel souvenirs to her classmates, but seemed less willing to volunteer lately. Across settings, she has a tendency to “respond inappropriately” with emotional outbursts, e.g. crying in frustration, yelling out, or “talking back” to the teacher. She remains an object of teasing and bullying, although this has improved recently as the children had an informational in-service on Asperger’s Disorder. Over the school year, Ms. Shayler has seen Corinne’s social skills improve. She seems more adaptable, and Corinne’s talking out in class has largely subsided. Ms. Dobney, who frequently “runs interference” during periods in the school yard notes that Corrine continues to be “clingy” with her on the playground, and is seemingly unaware of “personal space” boundaries. [¶] … Ms. Tamu Threadgill noted…that Corinne’s interest in social relatedness sets her up for more rejection, which she lacks the coping skills to handle. Ms. Threadgill stated that although Corinne can articulate appropriate social responses, she can not implement these behaviors and strategies in practice.
16. Ms.
Shayler and Ms. Threadgill completed a simplified functional rating form developed
by Dr. Friedland in which they rated claimant in comparison to average (not
special education) students. They both
rated claimant “above average” in Learning/ Cognition and “below average” in
Self-Care, Communication and Interpersonal/Social Skills. Projecting into the
future, Ms. Shayler and Ms. Threadgill split in their rating of claimant’s
Ability to Live Independently. One
rated her “below average” and the other rated her “very limited.”
17. Following
the school site visit, the assessment team met and determined that claimant did
not meet the criteria for regional center eligibility. They utilized the Association of Regional
Center Agencies (ARCA) guidelines for determining substantial disability/ handicap,
which require that a person must be substantially limited in three or more of
the following seven major life activities: communication, learning, self-care,
mobility, self-direction, capacity for independent living and economic
self-sufficiency. RCEB added an eighth
category – interpersonal relationships.
The assessment team believes that claimant is substantially impaired in
interpersonal relationships with peers.
The team members are willing to accept the report of claimant’s parents
that she is substantially impaired in self-care, but in the other six areas
they believe she is not substantially impaired. In their testi-mony, Dr. Garvey and Dr. Friedland made a number
of statements to the effect that claimant functions better than most children
with ASD and that she looks good compared to most RCEB clients.
18. In
a letter dated May 21, 2003, Ms. Roullier informed claimant’s parents that the
assessment team had found that claimant has a diagnosis of Asperger’s Disorder
but that she does not meet the criteria for regional center eligibility at this
time. Claimant’s mother filed a fair
hearing request dated June 18, 2003, in which she appealed RCEB’s denial of
eligibility.
LEGAL CONCLUSIONS
1. The
governing law is found in the Lanterman Developmental Disabilities Ser-vices
Act,[3]
under which “[t]he State of California accepts a responsibility for persons
with developmental disabilities and an obligation to them which it must
discharge.”[4] The Legisla-ture has created a comprehensive
scheme to provide services and supports for persons with developmental
disabilities, with a twofold purpose: (1) to prevent or minimize the
institution-alization of developmentally disabled persons and their dislocation
from family and commun-ity;[5]
and, (2) to enable developmentally disabled persons to approximate the pattern
of living of nondisabled persons of the same age and to lead more independent
and productive lives in the community.[6]
2. The services provided by regional centers under the Lanterman Act are not available to every person with a physical or mental handicap who is in need of assistance. Rather, a person must be developmentally disabled within the meaning of the following statute:
“Developmental disability” means a disability which originates before an individual attains age 18, continues, or can be ex-pected to continue, indefinitely, and constitutes a substantial disability for that individual. … [T]his term shall include mental retardation, cerebral palsy, epilepsy, and autism. This term shall also include disabling conditions found to be closely related to mental retardation or to require treatment similar to that required for individuals with mental retardation, but shall not include other handicapping conditions that are solely physical in nature.[7] [Italics added.]
3. Effective August 11, 2003, the Legislature amended Welfare and Institutions Code section 4512 to add subdivision (l) defining “substantial disability.”[8] That new provision states:
“Substantial disability” means the existence of significant functional limitations in three or more of the following areas of major life activity, as determined by a regional center, and as appropriate to the age of the person:
(1) Self-care.
(2) Receptive and expressive language.
(3) Learning.
(4) Mobility.
(5) Self-direction.
(6) Capacity for independent living.
(7) Economic self-sufficiency.
4. Prior to August 11, 2003, “substantial disability” was not defined in the Lanterman Act, but Department of Developmental Services regulations provided guidance. Title 17, California Code of Regulations section 54000 reiterated the Lanterman Act definition of “developmental disability” but substituted the term “substantial handicap” for “substantial disability.” That term was defined in section 54001, as follows:
(a) “Substantial handicap” means a condition which results in major impairment of cognitive and/or social functioning. Moreover, a substantial handicap represents a condition of sufficient impairment to require interdisciplinary planning and
coordination of special or generic services to assist the indivi-dual in achieving maximum potential.
(b) Since an individual’s cognitive and/or social functioning are many-faceted, the existence of a major impairment shall be determined through an assessment which shall address aspects of functioning including, but not limited to:
(1) Communication skills;
(2) Learning;
(3) Self-care;
(4) Mobility;
(5) Self-direction;
(6) Capacity for independent living;
(7) Economic self-sufficiency.
5. Up until about two years ago, RCEB did not consider Asperger’s Disorder or PDD, NOS to be a qualifying disability. It now interprets the term “autism” as used in the Lanterman Act to include these other ASD conditions. Accordingly, the only issue in this case is whether claimant’s ASD constitutes a substantial disability.
6. Since claimant applied for services prior to the August 11, 2003 effective date of the recent legislation, the standard set forth in the new subdivision (l) of Welfare and Institutions Code section 4512 does not apply to her. The applicable law is that set forth in the regulations discussed above. Accordingly, to be considered substantially disabled, claim-ant must have a major impairment of cognitive and/or social functioning.[9] In determining whether claimant has such an impairment, the regional center must consider the seven areas set forth in subdivision (b) of Title 17, California Code of Regulations section 54001. (Its consideration is not limited to these seven areas, however.) Most importantly, nowhere in the pre-August 11, 2003 law is there a requirement that a regional center applicant be substan-tially impaired in a certain minimum number of the seven areas. The “three or more” requirement in the ARCA guidelines is in line with the new legislation, but it lacked a basis in California law before August 11, 2003. Claimant is not subject to the “three or more” limitation in the ARCA guidelines.
7. Claimant
is not impaired in her cognitive functioning, but she has a major impairment in
social functioning. This impairment is
evidenced by her substantial limitations in interpersonal relationships with
peers and in self-care, which are undisputed.
While claim-ant is not substantially limited in the area of
communication, per se, her difficulties commun-icating in peer interactions
impair her social functioning.
Claimant’s parents contend that their daughter is also substantially
limited in self-direction and, to the extent one can project
into
the future, her capacity for independent living. The evidence in these areas is mixed, and there is insufficient
evidence upon which to base such a finding.
It is immaterial that claimant
functions better than most children with ASD, particu-larly in the structured
environment of school, or that she is not as impaired as most RCEB
clients. The determination that she has
a major impairment in social functioning is made by comparing her to
non-disabled children her age. By this
comparison, claimant’s deficits in her social interactions with peers and in her
self-care are profound.
8. Claimant’s ASD constitutes a substantial disability. Consequently, she is developmentally disabled within the meaning of Welfare and Institutions Code section 4512, subdivision (a), and is eligible for services from RCEB.
ORDER
Claimant Corinne M.’s appeal from
the service agency’s denial of services is granted. Claimant is eligible for services under the Lanterman Act.
DATED: ____________________
________________________________
NANCY L. RASMUSSEN
Administrative Law Judge
NOTICE
This is the final administrative
decision in this matter. Judicial
review of this decision may be sought in a court of competent jurisdiction
within 90 days.
[1] The evidence is not clear whether claimant
has Asperger’s Disorder or Pervasive Developmental Disorder Not Otherwise
Specified (PDD, NOS). Which of these
Autism Spectrum Disorders claimant has makes no difference in this proceeding,
however.
[2] The DSM-IV-TR (Diagnostic and Statistical
Manual of Mental Disorders, Fourth Edition, Text Revision) Diagnostic
Criteria for 299.80 Asperger’s Disorder specifies:
A. Qualitative
impairment in social interaction, as manifested by at least two of the
following:
(1) marked
impairment in the use of multiple nonverbal behaviors such as eye-to-eye gaze,
facial expression, body postures, and gestures to regulate social interaction
(2) failure
to develop peer relationships appropriate to developmental level
(3) a
lack of spontaneous seeking to share enjoyment, interests, or achievements with
other people (e.g., by a lack of showing, bringing, or pointing out objects of
interest to other people)
(4) lack
of social or emotional reciprocity
B. Restricted
repetitive and stereotyped pattern of behavior, interests, and activities, as
manifested by at least one of the following:
(1) encompassing
preoccupation with one or more stereotyped and restricted patterns of interest
that is abnormal either in intensity or focus
(2) apparently
inflexible adherence to specific, nonfunctional routines or rituals
(3) stereotyped
and repetitive motor mannerisms (e.g., hand or finger flapping or twisting, or
complex whole-body movements)
(4) persistent
preoccupation with parts of objects
C. The
disturbance causes clinically significant impairment in social, occupational,
or other important areas of functioning.
D. There
is no clinically significant general delay in language (e.g., single words used
by age 2 years, communicative phrases used by age 3 years).
E. There
is not clinically significant delay in cognitive development or in the
development of age-appropriate self-help skills, adaptive behavior (other than
in social interaction), and curiosity about the environment in childhood.
F. Criteria
are not met for another specific Pervasive Developmental Disorder or
Schizophrenia.
[Italics added.]
[3] Welf. & Inst. Code, §§ 4500 et seq.
[6] Welf. & Inst. Code, §§ 4501, 4750 and
4751; see generally Association for
Retarded Persons v. Department of
Developmental Services (1985) 38 Cal.3d 384, 388.
[7] Welf. & Inst. Code, § 4512, subd. (a), as that subdivision read before a minor and nonsubstantive change in the language effective August 11, 2003.
[9] Cal. Code Regs., tit., 17, §54001, subd.
(a).