by Patrick C. Ryan
(12/30/2000)
C. Grammar
1. A great number of the world's languages have roots of the form: CVC;
2. Since all human languages are descended from the Proto-Language, these CVC roots may be analyzed with an acceptable degree of probability into the constituent CV segments from which they derive;
a. At this time, I have analyzed roots in Afrasian, Indo-European, Basque, Nama, (Sino-)Tibetan, Hurrian, Sumerian, Altaic, and Uralic --- and I have found that, without exception, all those which I am able to analyze are compounds of two nominal elements:
1) either of the type Noun + Noun, where the first Noun qualifies the second Noun adjectivally (e.g. a common designation for "people", PL RO-M[H]O {"raise[d]-wanderer"="grown human"); or,
2) of the type Noun + Noun, where the first Noun qualifies the second Noun adverbally, i.e. as an Object, either direct or indirect, since the second Noun functions like a participle (e.g. p[?]fe-re, "incise", cited above);
a) Interestingly, Klimov (see below) assigns OV word-order to "active" languages (Klimov 1977: 316), which has been shown with high probability to be the earliest state of Indo-European (Lehmann 1974: 238-51). Sumerian, the world's oldest written language, is OV as well;
3) from this analysis, we may conclude with confidence that the Proto-Language was of the syntactic type called OV, one that has a word order in which Objects precede their Verbs (Lehmann 1978: 57-139);
a) a second characteristic of OV languages is that Adjectives precede their Nouns; and though the Proto-Language did not have a special form for either Adjectives or Verbs, the analysis of the compounds clearly indicates that the first nominal component of each compound qualified the second one, either adjectivally or adverbally;
3. The recently deceased Russian linguist Georgij Klimov developed a theory of evolutionary language development, in which he formulated profiles of languages at various stages of complexity, which he termed: types;
a. in an English summary (Klimov 1983: 221-23), distinguished five language types based on content-oriented typology: nominative, ergative, active, class, and neutral. The last three, which, in his view, are progressively earlier, have relevance for the Proto-Language.
1) describing the "active-type", Klimov states: "The organizational
principles of the active system lexical vocabulary are characterized by the
existence of a latent nominal classification differentiating between active
("animate") and inactive ("inanimate") nouns(1)";
2) Klimov further formulates that "... verbs are broken down into
active and stative(2) classes. The corresponding syntactical
correlates are the
opposition and distinction between near and distant objects(3)";
3) Klimov also indicates that "the Aktionsart(4) gradation of the verb in lieu of temporal ones constitute(s) a specific morphological character of the active systems" (Klimov 1983: 222);
4. The Sentence
a) Language serves two primary purposes:
1) to call attention to something in the environment:
a) for this, a one word sentence(A) suffices: R[H]E! = "look, it is raining"; "it looks like it will rain"; "it looks like it has rained".
2) to convey new information by linking together a Topic and a Comment(5):
a) for this, the minimum sentence is two words: RA
R[H]E. =
"the tree is/has fallen // will fall".
b) two words, consisting of a Topic and a Comment, constitute a Statement;
1)) although there are tonal languages, in which the use of tone has been extended to other purposes, the earliest employment of Tone was to delimit the Statement. What Lehmann found for the earliest Indo-European applies equally well to the Proto-Language: "...intonation of the sentence was characterized by initial high pitch, with the voice trailing off at the end (Lehmann 1978:52; also 49-52)".
a)) the Statement began with a high-level tone
(Mandarin
Chinese first tone, designated by a macron over the vowel but here, for
webpurposes, by the acute accent), and ended with a high-falling tone (Mandarin
fourth tone, designated by a grave accent over vowel), as in Mandarin Chinese: tá
qù, "he goes".
b)) the statement cited above under 2))a)), will have been realized as: RÁ R[H]È, using the same notation.
2)) this tonal pattern for two-element Statements provided the mechanism for the Proto-Language to distinguish between purely nominal expressions, most often belonging to the Topic (KX[H]É, "deer") and "verbal" expressions, most often belonging to the Comment (KX[H]È, "run"), by virtue of differential tonal accentuation.
a)) although I am characterizing the commentual form as "verbal" for convenience of translation, its essential nature was nominal: KX[H]È, really "the running one". As Lehmann has demonstrated for IE (Lehmann 1978:33-34, Note 1), a nominal sentence must be supposed, which had the order topic-predicate substantive (comment); and "Predicate noun and adjective sentences are accordingly parallel with sentences containing verbs in having the 'verbal element` at the end of the sentence (Lehmann 1978:34)."
#1. M[H]Ó KX[H]È, "the man runs";
#2. "M[H]Ó KX[H]È, "the men run";
#3. M[H]Ó "KX[H]È, "the man runs repeatedly";
#4. "M[H]Ó "KX[H]È, "the men run
repeatedly".
4)) from this simple pattern, a mechanism for distinguishing momentary and durative verbal ideas was developed by a process which will be explained:
a)) While statements like those above, consisting of what we would interpret as nominal subjects and intransitive verbs were unlikely to form closer associations, this was not true of similar phrases. Consider these statements:
#1. T[?]Á R[H]À, "(he) trembles (the
hand flies)(6)";
#2. "T[?]Á R[H]À, "(they) tremble";
#3. T[?]Á "R[H]À, "(he) trembles repeatedly";
#4. "T[?]Á "R[H]À, "(they) tremble repeatedly".
b)) Statements 1 and 4 contrasted minimally while Statements 2 and 3 contrasted maximally;
1))) a corollary of A.1.a.2) ("phonological systems tend
toward 'maximal differentiation'") is that maximally contrasting forms are
preferred to minimally contrasting forms if no additional expenditure of effort is
necessitated;
2))) #2. "T[?]Á-R[H]À, literally
"the hands fly", was
re-interpreted to "(he) is/has been/will be trembling [durative]"; and 3. T[?]Á-
"R[H]À,, literally "the hand flies repeatedly", was re-interpreted to "(he)
had/has/will have trembled (or shattered = shaken apart) [momentary]". These
arbitrary re-interpretations cannot be rationalized only observed. The durational
status of the "verbal" activity came to be indicated by the stress-accentual status
of the object (first syllable of the compound): plural object = durative; singular
object = momentary.
3))) The pattern formed by these "verbal" compounds was analogously extended to nominal compounds:
#1. "RÓ-M[H]Ó, "raised
[durative = grown]
human = adult"; but
#2. RÓ "M[H]Ó, "raised [momentary] human".
In the second phrase, we have the equivalent of a
relative clause: "the human who was/is/will be(ing) raised (at one time)".
4))) Since the stress-accent could no longer be used to indicate pure nominal plurality, new compounds were formed to more closely define quantities when desired:
a)))) by combining the simplex with formants which were interpreted distributionally.
5. Formants
a. HHA, "water, many (animate)"; ¿A, "stone, much (inanimate)" (INDEFINITE PLURAL); R[H]E, "rain, indefinite quantity (animate)"; RE, "scratch, indefinite quantity (inanimate)" (small INDEFINITE PLURAL); F[H]A, "(hunting) pack (animate)"; FA, "palm, number (inanimate)" (small DEFINITE PLURAL); X[H]O, "fish, very large quantity (animate)"; XA, "larynx, press together, very large amount (inanimate)" (LARGE INDEFINITE PLURAL); T[H]O, "tribe, large quantity (animate)"; T[?]O, "torso, large amount (inanimate)" (LARGE DEFINITE PLURAL);
b. S[H]E, "(unattached) male, one individual (animate)"; SE, "seed, one single (inanimate)"; (INDEFINITE SINGULAR); N[H]A, "wave, a(n) (animate)"; NA, "rock, a(n) (inanimate)" (DEFINITE SINGULAR)
c. P[H]A, "flea, small (animate)"; P[?]A, "buttocks, half, small amount (inanimate)"(DIMINUTIVE); R[H]O, "antelope, spring" / RO, "lip, raise" (AUGMENTATIVE);
d. in addition, HA, "air, hollow (animate)" (FEMININE); and,
e. REDUPLICATION was used for universality ("all") and ("every").
1) But since the Comment was itself nominal, forming
these compounds with the "verbal"element of the Statement produced what we interpret
as aspectual modifications. I think that the connections between the "nominal" and "verbal"
interpretations are basically self-explanatory when viewed in the context of the following table:
"Nominal" Significance |
PL F O R M A N T | "Verbal" Significance |
DEFINITE
SINGULAR |
INGRESSIVE
(intrans.: "start to . . ." ) INGRESSIVE (trans.: "start to . . .") |
|
INDEFINITE
SINGULAR |
INANIMATE: SE, "seed, one single, emit forcefully" |
SINGULATIVE
(intrans.: ". . . once") SINGULATIVE transitive: ". . . once") |
SMALL
DEFINITE PLURAL |
INANIMATE: FA, "palm, number" |
IMPERFECTIVE
(intransitive: ". . . ing") IMPERFECTIVE (transitive: ". . . ing") |
SMALL
INDEFINITE PLURAL |
INANIMATE: RE, "fingernail, scratch, indef. amount, make" |
TRANSFORMATIVE
(intrans.: "become . . .") FACTITIVE transitive: "make . . .") |
LARGE
DEFINITE PLURAL |
INANIMATE: T[?]O, "lump, large amount" |
ITERATIVE
(intr.: ". . . repeatedly") ITERATIVE (tr.: ". . . repeatedly") |
LARGE
INDEFINITE PLURAL |
INANIMATE: XA, "larynx, press together, very large amount" |
INTENSIVE
(intransitive: ". . . energetically") INTENSIVE (transitive: " . . energetically") |
INDEFINITE
PLURAL |
INANIMATE: ¿A, "stone, much" |
PERFECTIVE
(intr. ". . . completely") PERFECTIVE (tr.: ". . . completely") |
UNIVERSAL
PLURAL "CV-CV, "all"; CV-"CV, "every" |
GNOMIC
"CV-CV, "always . . . (state)"; CV-"CV, "always . . . ing" |
|
DIMINUTIVE /
PARTITIVE "small, part of" |
INANIMATE: P[?]A, "buttocks, half, small amount" |
DIMINUTIVE
(intr.: ". . . a little") DIMINUTIVE (trans.: ". . . a little") |
AUGMENTATIVE /
COMPARATIVE "large, more" |
INANIMATE: RO, "lip, raise" |
FREQUENTATIVE
(intrans.: ". . . often") FREQUENTATIVE (transitive: ". . . often") |
In their original significance, the basic three: (F[H]A/)FA (imperfective), (HHA/)¿A, (perfective) and (T[H]O/)T[?]O (iterative) can best be seen in Japanese.
While these formants began as "inflections", they often reached lexical status. A very
well-represented inflected root in IE, from which many original inflections have reached lexical
status is *k(h)e:(i)-, "set in motion,
be in motion" (PL KX[H]E, "deer, run").
Two other formants were in use at a very early date:
"Nominal" Significance |
PL F O R M A N T | "Verbal" Significance |
FEMININE
LOCATIVE |
STATIVE
(intransitive) STATIVE
|
And finally, two formants that were also very important:
"Nominal" Significance |
PL F O R M A N T | "Verbal" Significance |
COMPLETIVE /
SUPERLATIVE
K[H]E-¿E, "shadow-like = gray";
|
PERFECT PARTICIPLE
K[H]E, "alter";
|
|
DIFFERENTIATION
T[?]O, "torso";
|
PROGRESSIVE
PARTICIPLE
T[?]O, "put together";
|
f. There seems to be a pattern of these formants drawing the stress-accent to the right (second syllable) when applied to Comments ("verbals") but not drawing it to the right (remains on the first syllable) when attached to Topical elements ("nominals").
1) With these developments, the stage was set for evolution to the next type postulated by Klimov: the class-type.
END OF PART TWO
"If, however, the people using such a rudimentary code were capable of inferential communication, then the activation in their mind, through decoding, of a single concept might easily have provided all the necessary evidence needed to reconstruct a full-fledged, propositional speaker's meaning (see Stainton 1994 for a related point). Imagine two individuals of this ancestral species walking in the desert. One points to the horizon and utters "water". The other correctly infers that the speaker means here is some water. They reach the edge of the water, but one of them collapses, exhausted, and mutters "water". The other correctly infers that the speaker means give me some water. To the best of our knowledge, there is no evidence that the signals of animal communication ever permit such an open range of quite diverse interpretive elaborations."
"Imagine now a mutant whose language faculty is such that she expects elementary expressions of the code she is to acquire to be either arguments or one- or two-place predicates. She classifies "drink" as two-place predicate, "water" as an argument, and so on. When she hears her collapsing companion mutter "water," what gets activated in her mind as a result of decoding is not just the mere concept water, but also a place-holder for a predicate of which water would be an argument. Her decoding, then, goes beyond what had been encoded by the speaker, who, not being a mutant, had spoken the more rudimentary language common in the community. This mismatch, however, far from being detrimental, is beneficial to the mutant: her inferential processes are immediately geared towards the search for a contextually relevant predicate of which water would be an argument."
"When she talks, our mutant encodes by means of signals homonymous with those of the community not just individual concepts, but predicate-argument structures. When she utters "water," her utterance also encodes an unexpressed place-holder for a predicate; when she utters "drink," her utterance also encodes two unexpressed place-holders for two arguments; when she utters "drink water," her utterance encodes the complex concept of drinking water and an unexpressed place-holder for another argument of drink, and so on. These underlying linguistic structures are harmlessly missed by her non-mutant interlocutors, but are useful to other mutants, pointing more directly to the intended interpretation. In the language of these mutants, new symbols, for instance pronouns for unspecified arguments, may then stabilise. This illustrates how in an inferential communication system, a more powerful language faculty, which causes individuals to internalise a linguistic code richer than that of their community, may give them an advantage and may therefore evolve (whereas in a strict encoding-decoding system, a departure from the common code may be harmful or harmless, but not advantageous)."
"This line of reasoning applies to the very emergence of a language faculty: being disposed to treat an uncoded piece of communicative behaviour as a "linguistic" sign may have facilitated the inferential discovery of the communicator's intention, and led to the stabilisation of this stimulus type as a signal."
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